Newbury Associates LLC

Newbury Associates LLC is a DE Limited Liability Company with 19 employees, 13 of whom work in advisory positions, and it is approved by the SEC. Although the number of clients it serves is unknown, its most recent SEC status was granted on March 30, 2012.

• CHESTER CAPITAL LP

  MEMBER owns more than 25% but less than 50%

• CHRISTOPHER DEVIN JAROCH

  MANAGING DIRECTOR owns less than 5%

• DAVID NMN SHYU

  DIRECTOR owns less than 5%

• GERALD LOUIS ESPOSITO

  MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER owns less than 5%

• RICHARD CRAIG LICHTER

  MANAGER owns more than 50% but less than 75%

• THOMAS IGNAZ MIKULA

  DIRECTOR owns less than 5%

• WARREN BRUCE SYMON

  MANAGING DIRECTOR owns less than 5%

• JACK, JOSEPH AND MORTON MANDEL FOUNDATION

  LIMITED PARTNER owns more than 25% but less than 50%

• JAY DAVID HELLER

  TRUSTEE

• JERRY SUE THORNTON

  TRUSTEE

• KENNETH GEORGE HOCHMAN

  TRUSTEE

• MANDEL BROTHERS MANAGEMENT TRUST

  SHAREHOLDER

• MICHAEL ALLEN RITTER

  TRUSTEE

• MORTON LEON MANDEL

  SOLE MEMBER

• PARKWOOD LLC

  SOLE OWNER owns 75% or more

• PARKWOOD TRUST COMPANY

  GENERAL PARTNER

• PETER EDWARD RASKIND

  TRUSTEE

• SCOTT STEPHEN COWEN

  TRUSTEE

• STUART DAVID NEIDUS

  TRUSTEE

• MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
  United States
• MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
  United States
• MORGAN STANLEY SMITH BARNEY LLC
  United States
• RBS CITIZENS, N.A.
  United States
• SILICON VALLEY BANK
  United States

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