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Reported Holdings Of The
Newtyn Management LLC

Legal Name: NEWTYN MANAGEMENT, LLC

Period of report: Jun 30, 2019
Effectiveness Date: Aug 14, 2019

Security Shares Held / Principal Amount Market Value Option
ISHARES TR RUSSELL 2000 ETF (464287655) 1,017,000 $158,144k Put
AABA (021346101) 809,345 $56,144k
TILRAY INC (U8961EAA4) 57,000,000 $45,992k
ADIENT PLC (G0084W101) 1,871,000 $45,409k Put
ADTALEM GLOBAL ED INC (00737L103) 626,000 $28,201k
CORTEVA INC (22052L104) 875,000 $25,874k
LIBERTY SIRIUS GROUP (531229409) 666,874 $25,215k
GARRETT MOTION INC (366505105) 1,550,000 $23,793k
PG&E CORP (69331C108) 1,000,000 $22,920k Call
Spirit AeroSystems Holdings In (848574109) 275,000 $22,377k
SPDR S&P 500 ETF TR TR UNIT (78462F103) 64,500 $18,899k Put
EXACT SCIENCES CORP (30063P105) 150,000 $17,706k
SKYLINE CHAMPION CORPORATION (830830105) 625,000 $17,113k
SPECTRUM BRANDS HLDS (84790A105) 249,937 $13,439k
Rafael Holdings Inc (75062E106) 439,172 $12,626k
Customers Bancorp, Inc. (23204G100) 556,810 $11,693k
NI HLDGS INC (65342T106) 575,000 $10,126k
RETAIL VALUE INC (76133Q102) 283,200 $9,855k
TUSCAN HOLDINGS CORP (90069K104) 925,000 $9,158k
Camping World Holdings, Inc. (13462K109) 725,000 $9,005k
PETMED EXPRESS INC COM (716382106) 525,999 $8,242k
VIRTUS INVESTMENT PARTNERS (92828Q109) 75,000 $8,055k
MERRIMACK PHARMACEUTICALS IN (590328209) 1,212,144 $7,333k
CORPORACION AMER ARPTS S A (L1995B107) 859,673 $6,938k
TILRAY INC-CLASS 2 COMMON (88688T100) 100,000 $4,656k Put
NET 1 UEPS TECHNOLOGIES INC (64107N206) 903,951 $3,616k
APPLIED OPTOELECTRONICS INC COM (03823U102) 346,050 $3,557k
NII HLDGS INC COM PAR $0.001 (62913F508) 1,849,900 $3,126k
FORWARD PHARMA A/S (34986J105) 1,127,200 $1,161k

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