Legal Name: NEXT FINANCIAL GROUP, INC.
Period of report:
Jun 30, 2019
Effectiveness Date:
Jul 16, 2019
| Security | Shares Held / Principal Amount | Market Value | Option |
|---|---|---|---|
| 3M CO (88579Y101) | 417 | $72k | |
| 2U Inc (90214J101) | 387 | $15k | |
| 22ND CENTY GROUP INC (90137F103) | 2,000 | $4k | |
| 3-D SYS CORP DEL (88554D205) | 363 | $3k | |
| AAON INC (000360206) | 36 | $2k | |
| AARONS INC (002535300) | 30 | $2k |
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