Northwater Capital Management Inc

Northwater Capital Management Inc, a Corporation, currently employs 8 individuals, with 5 holding advisory positions. It provides financial advisory services, although the number of clients it serves is unknown. The firm has maintained its SEC registration since Aug 20, 2001, indicating it meets regulatory requirements for operating in the financial sector.

• DANIEL CHARLES MILLS

  MANAGING DIRECTOR, VICE-CHAIR AND DIRECTOR OF APPLICANT owns less than 5%

• DAVID GEORGE PATTERSON

  CHAIR, CHIEF EXECUTIVE OFFICER AND DIRECTOR OF APPLICANT AND 91% OWNER OF PATTERSON EQUITIES INC. owns less than 5%

• NORTHWATER CAPITAL INC.

  100% OWNER OF NORTHWATER CAPITAL MANAGEMENT INC. owns 75% or more

• PATTERSON EQUITIES INC.

  100% OWNER OF NORTHWATER CAPITAL INC. owns 75% or more

• SHAUNA LYNN CASSIDY

  VICE-PRESIDENT AND CHIEF COMPLIANCE OFFICER owns less than 5%

• BUTTERFIELD TRUST (BERMUDA) LIMITED
  Bermuda

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