NUVEEN CAPITAL MARKETS LLC

Nuveen Capital Markets LLC is a Delaware LLC composed of 25 professionals, mainly 21 advisors. Although the number of clients it serves is unknown, its SEC filing status is 120-Day Approval, indicating successful registration since October 11, 2019.

• AUSTIN PENN WACHTER

  MANAGING DIRECTOR, CONTROLLER owns less than 5%

• JAMES STONE STENERSEN

  SENIOR MANAGING DIRECTOR owns less than 5%

• JORGE CLAUDIO GUTIERREZ

  VP, TREASURER owns less than 5%

• JOSE MANUEL MINAYA

  EVP, PRESIDENT, GLOBAL INVESTMENTS owns less than 5%

• KEVIN J MCCARTHY

  SECRETARY owns less than 5%

• MARJORIE NMN PIERRE-MERRITT

  VP, CORPORATE SECRETARY owns less than 5%

• NUVEEN INVESTMENTS, INC.

  MANAGING MEMBER owns 75% or more

• THOMAS GRENVILLE

  MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER owns less than 5%

• KEVIN JEROME MCCARTHY

  SECRETARY owns less than 5%

• THOMAS EMIL GRENVILLE

  MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER owns less than 5%

• NUVEEN FINANCE, LLC

  SHAREHOLDER owns 75% or more

• NUVEEN HOLDINGS 1, INC.

  SHAREHOLDER owns 75% or more

• NUVEEN HOLDINGS, INC.

  SHAREHOLDER owns 75% or more

• NUVEEN, LLC

  MEMBER owns 75% or more

• TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA

  MEMBER owns 75% or more

• TIAA BOARD OF OVERSEERS

  SHAREHOLDER owns 75% or more

• U.S. BANK NATIONAL ASSOCIATION
  United States
• U.S. BANK NATIONAL ASSOCIATION
  United States

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