NWQ Investment Management Company LLC

NWQ Investment Management Company LLC is a Delaware-based limited liability company with 40 employees – 23 of which work in an advisory capacity – that caters to ten clients. The company is SEC-approved, with a registration date of August 1, 2002.

• AVI MARK MIZRACHI

  MANAGING DIRECTOR, GENERAL COUNSEL owns less than 5%

• CRAIG ODELL BAILEY

  EXECUTIVE VICE PRESIDENT owns less than 5%

• JON DANIEL BOSSE

  CO-HEAD OF NWQ, CHIEF INVESTMENT OFFICER owns less than 5%

• MARY ANN IUDICE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• NWQ PARTNERS, LLC

  MANAGING MEMBER owns 75% or more

• PHYLLIS GREGORY THOMAS

  SENIOR MANAGING DIRECTOR owns less than 5%

• THOMAS JOSEPH LAVIA

  CO-HEAD OF NWQ, HEAD OF RESEARCH owns less than 5%

• THOMAS RAY

  MANAGING DIRECTOR owns less than 5%

• NUVEEN FINANCE, LLC

  SHAREHOLDER owns 75% or more

• NUVEEN HOLDINGS 1, INC.

  SHAREHOLDER owns 75% or more

• NUVEEN HOLDINGS, INC.

  SHAREHOLDER owns 75% or more

• NUVEEN INVESTMENTS, INC.

  MANAGING MEMBER owns 75% or more

• NUVEEN NWQ HOLDINGS, LLC

  MANAGING MEMBER owns 75% or more

• NUVEEN, LLC

  MEMBER owns 75% or more

• TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA

  MEMBER owns 75% or more

• TIAA BOARD OF OVERSEERS

  SHAREHOLDER owns 75% or more

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• Slated Analytics LLC
• Stonebridge Capital Management Inc
• BREAKWATER MANAGEMENT, LP
• CNI NSI Advisors LLC
• Perennial Investment Advisors LLC
• Varsity Management Company LP
• Gallant Capital Partners LLC

• NWQ Investment Management Company, LLC Q2 2020 vs. Q3 2020 13F Holdings Comparison

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• WESTERN ALLIANCE BANCORP $71,655k