NXT Capital Investment Advisers LLC

NXT Capital Investment Advisers LLC, a Delaware Limited Liability Company, operates with a team of 120 employees, out of which 75 play advisory roles. The firm's registration with SEC (U.S. Securities and Exchange Commission) was approved on March 14, 2012. Although the number of clients served by the firm is undisclosed, the firm's status with SEC is currently reported as Approved.

• BRIAN EDWARD FRANC

  CHIEF COMPLIANCE OFFICER owns less than 5%

• CRAIG JOHN ANDREEN

  SENIOR VICE PRESIDENT owns less than 5%

• JAMES DOUGLAS ANDERSON

  ASSISTANT SECRETARY owns less than 5%

• JOHN ANDREW FINNERTY

  SENIOR VICE PRESIDENT owns less than 5%

• KELLI JEAN O'CONNELL

  VICE PRESIDENT owns less than 5%

• KEVIN KEITH ROSTOWSKY

  SENIOR VICE PRESIDENT owns less than 5%

• NEIL ANDREW RUDD

  CHIEF FINANCIAL OFFICER AND TREASURER owns less than 5%

• NXT CAPITAL HOLDINGS, LLC

  MEMBER owns 75% or more

• ROBERT EDWARD RADWAY

  PRESIDENT, CEO AND CHAIRMAN owns less than 5%

• THOMAS JOSEPH BAX

  VICE PRESIDENT owns less than 5%

• TIMOTHY ROBERT VERRILLI

  VICE PRESIDENT owns less than 5%

• NXT CAPITAL GROUP, LLC

  MEMBER owns 75% or more

• NXT CAPITAL INTERMEDIATE HOLDINGS, LLC

  MEMBER owns 75% or more

• ORIX CORPORATION

  MAJORITY SHAREHOLDER owns 75% or more

• ORIX CORPORATION USA

  MAJORITY SHAREHOLDER owns 75% or more

• ORIX GLOBAL ASSET MANAGEMENT, LLC

  MAJORITY SHAREHOLDER owns 75% or more

• BERENSON & COMPANY, LLC
  United States
• BMO CAPITAL MARKETS GKST INC.
  United States
• BTIG, LLC
  United States
• WELLS FARGO SECURITIES, LLC
  United States

• Chicago Wealth Management Inc
• Sterling Fund Management LLC
• Financial Solutions Advisory Group Inc
• RiverNorth Capital Management LLC
• Greensview Wealth Management LLC
• Kabouter Management LLC
• Walton Street Capital LLC
• Castleark Alternatives LLC
• Alignium LLC
• Vesthq LLC

• Curtis Arledge Joins Mariner Investment Group as Chairman and CEO and Head of ORIX USA Asset Management
• ORIX Corporation USA to Acquire NXT Capital Inc.
• ORIX Corporation USA Completes Acquisition of NXT Capital Inc.