Octagon Credit Investors LLC

Octagon Credit Investors LLC is a Delaware Limited Liability Company with 67 employees, 29 of whom work in advisory roles. While the number of clients served by the firm is unknown, it has an SEC registration status of Approved, which was granted on January 3, 2011.

• ANDREW DAVID GORDON

  PRESIDENT, BOARD MEMBER (ALSO CURRENTLY CEO AND CO-CIO) owns less than 5%

• CONNING & COMPANY

  MEMBER owns 75% or more

• GEOFFREY C DORMENT

  GENERAL COUNSEL owns less than 5%

• GEORGE DUARTE

  MANAGING DIRECTOR - BUSINESS DEVELOPMENT, MEMBER owns less than 5%

• GRETCHEN MAE MOHR

  SENIOR PORTFOLIO MANAGER, MEMBER owns less than 5%

• JOHN ANDREW DUDZIK

  MANAGING DIRECTOR - BUSINESS & PRODUCT DEVELOPMENT, MEMBER owns less than 5%

• JUNG WON LEE

  BOARD MEMBER owns less than 5%

• LAUREN KRISTEN LAW

  PORTFOLIO MANAGER, MEMBER owns less than 5%

• LAUREN MICHELLE BASMADJIAN

  SENIOR PORTFOLIO MANAGER, MEMBER owns less than 5%

• LINWOOD EARLE BRADFORD

  CHAIRMAN / BOARD MEMBER owns less than 5%

• MARGARET ANNE JULIAN

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MICHAEL BENNETT NECHAMKIN

  SR PORTFOLIO MANAGER, BOARD MEMBER (ALSO CO-CIO) owns less than 5%

• RICHARD LOUIS SEGA

  BOARD MEMBER owns less than 5%

• THOMAS ANTHONY CONNORS

  CFO, CAO, MEMBER owns less than 5%

• CATHAY FINANCIAL HOLDING CO., LTD.

  SHAREHOLDER owns 75% or more

• CATHAY LIFE INSURANCE CO., LTD

  SHAREHOLDER owns 75% or more

• CONNING HOLDINGS CORP

  SHAREHOLDER owns 75% or more

• CONNING HOLDINGS LIMITED

  SHAREHOLDER owns 75% or more

• CONNING U.S. HOLDINGS, INC.

  SHAREHOLDER owns 75% or more

• DEUTSCHE BANK SECURITIES INC.
  United States

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