Phoenix Investment Adviser LLC

Phoenix Investment Adviser LLC, a Delaware Limited Liability Company with 20 employees, including 9 advisors, was last registered with the SEC in January 2006 and maintains an "Approved" status, although the number of clients served by the firm is unknown.

• JEFFREY LAWRENCE PESKIND

  CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR owns 75% or more

• LANCE SCOTT FRIEDLER

  GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER owns less than 5%

• ROBERT A. YOUREE

  CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR owns less than 5%

• J.P. MORGAN CLEARING CORP.
  United States

• Hound Partners LLC
• Miura Global Management LLC
• Stacey Braun Associates Inc
• Allegiant Real Estate Capital LP
• Investec Asset Management North America Inc "IAM NA"
• VR Adviser LLC
• Hayfin Capital Management LLC
• 12 West Capital Management LP
• Lightyear Capital LLC
• Tremblant Capital LP

• Changes in Holdings of Phoenix Investment Adviser LLC Q2 2019 vs. Q3 2019

• ATLANTICUS HOLDINGS CORP $31,848k
• INVESCO QQQ TR UNIT SER 1 $3,295k
• Pyxus International Inc. $3,171k
• ISHARES TR RUSSELL 2000 ETF $2,171k
• Tenet Healthcare Corp $2,108k
• GNC HOLDINGS INC $1,536k
• CURO GROUP HLDGS CORP $1,408k
• CONSTELLIUM NV $1,350k
• Berkshire Hathaway, Inc. $1,334k
• STARS GROUP INC(THE) COM NPV ISIN #CA85570W1005 SEDOL #BDG1MJ0 $925k