Pingora Asset Management LLC

Pingora Asset Management LLC, a Delaware-based Limited Liability Company, has a team of 24 employees, 23 of whom are in advisory roles. Even though the number of clients it serves is unknown, the firm is officially approved according to its last reported SEC status, with a registration date of January 2, 2013.

• MICHAEL PAGE LAU

  CHIEF EXECUTIVE OFFICER AND MANAGER owns less than 5%

• PINGORA HOLDINGS, L.P.

  MEMBER owns 75% or more

• RONALD M. (MI ONLY) BENDALIN

  CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL owns less than 5%

• TODD RICHARD WALLACE

  CHIEF FINANCIAL OFFICER owns less than 5%

• BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC

  MEMBER owns 75% or more

• BAYVIEW ASSET MANAGEMENT, LLC

  LIMITED PARTNER owns 75% or more

• BAYVIEW ASSET MANAGEMENT, LLC

  MEMBER owns 75% or more

• BAYVIEW FINANCIAL HOLDINGS, L.P.

  MEMBER owns 75% or more

• BAYVIEW FINANCIAL MANAGEMENT CORP.

  MEMBER

• BAYVIEW FINANCIAL MANAGEMENT CORP.

  GENERAL PARTNER

• BFTG HOLDING COMPANY, INC.

  LIMITED PARTNER owns 75% or more

• DAVID ERTEL

  SHAREHOLDER owns more than 50% but less than 75%

• DAVID ERTEL

  SHAREHOLDER owns 75% or more

• NANCY HECTOR

  SHAREHOLDER owns more than 25% but less than 50%

• PHLP GP, LLC

  GENERAL PARTNER

• WELLS FARGO SECURITIES, LLC
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