Planmember Asset Management Corporation

Planmember Asset Management Corporation, legally known as PLANMEMBER ASSET MANAGEMENT CORPORATION, is a California-based firm with eight employees, including three in advisory roles. Though the number of clients served is not disclosed, the firm has been approved by the SEC with a registration date of September 13, 2017.

• BYRON FRANCIS BOWMAN

  CHIEF LEGAL OFFICER AND SECRETARY owns less than 5%

• JON MICHAEL ZIEHL

  PRESIDENT owns less than 5%

• PLANMEMBER FINANCIAL CORPORATION

  OWNER owns 75% or more

• SEAN PATRICK HALEY

  CHIEF COMPLIANCE OFFICER owns less than 5%

• TERRALL JOSEPH JANEWAY

  EVP/CHIEF OPERATING OFFICER owns less than 5%

• THOMAS EUGENE NUGENT

  CHIEF INVESTMENT OFFICER owns less than 5%

• WILLIAM STARR KEMBLE

  SR. VICE PRESIDENT/CFO owns less than 5%

• AXA DISTRIBUTION HOLDING CORPORATION (A DELAWARE CORPORATION)

  SHAREHOLDER owns more than 25% but less than 50%

• AXA EQUITABLE FINANCIAL SERVICES, LLC

  SHAREHOLDER owns 75% or more

• AXA EQUITABLE HOLDINGS INC.

  SHAREHOLDER owns 75% or more

• AXA FINANCIAL, INC.

  MEMBER owns 75% or more

• Planmember Securities Corporation