PPM America Inc

PPM America Inc, legally known as PPM AMERICA, INC., is a Delaware registered corporation with 240 employees, 107 of which hold advisory roles. The firm serves 1 client and is approved by the U.S. Securities and Exchange Commission as of February 20, 1992.

• ALISON RUSS REED

  DIRECTOR owns less than 5%

• BRADLEY OLAN HARRIS

  DIRECTOR owns less than 5%

• CRAIG DONALD SMITH

  DIRECTOR, CHIEF INVESTMENT OFFICER owns less than 5%

• GRANT DAVIDSON

  SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER owns less than 5%

• MARK BERNARD MANDICH

  PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR owns less than 5%

• MARY T CAPASSO

  SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY owns less than 5%

• PAUL CHADWICK MYERS

  CHAIRMAN OF THE BOARD, DIRECTOR owns less than 5%

• PPM HOLDINGS, INC.

  SOLE SHAREHOLDER OF APPLICANT owns 75% or more

• THOMAS EDWARD BARNICLE

  EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER owns less than 5%

• THOMAS RICHARD BARRUS

  VP, CHIEF COMPLIANCE OFFICER owns less than 5%

• JACKSON HOLDINGS LLC

  SOLE SHAREHOLDER owns 75% or more

• PRUDENTIAL (US HOLDCO 1) LIMITED

  SOLE SHAREHOLDER owns 75% or more

• PRUDENTIAL PLC

  SOLE SHAREHOLDER owns 75% or more

• THE BANK OF NEW YORK MELLON
  United States
• THE NORTHERN TRUST COMPANY
  United States

• Thomas White International Ltd
• Tallwoods Partners LLC
• Mid-Continent Capital LLC
• Interocean Capital - TN LLC
• Asset Allocation & Management Company LLC
• Uhlmann Investment Management LLC
• LaSalle Investment Management Inc
• Equity Armor Investments LLC
• Interocean Capital LLC
• Faircourt Partners LLC

• PPM America Announces Ninth CLO Closing
• Craig Smith Named CIO of PPM America, Inc.
• PPM America Announces Eighth CLO Closing