Avoid Fraud, Get The Facts, And Find The Best
Legal Name: PROSPERA FINANCIAL SERVICES, INC.
Period of report:
Jun 30, 2019
Effectiveness Date:
Aug 14, 2019
| Security |
Shares Held / Principal Amount |
Market Value |
Option |
|
Apple Inc (037833100)
|
119,210 |
$23,988k |
|
|
Amazon.com Inc (023135106)
|
5,439 |
$10,373k |
|
|
AT&T INC (00206R102)
|
223,216 |
$7,543k |
|
|
ALPS ETF TR (00162Q536)
|
242,563 |
$6,047k |
|
|
ALPS ETF TR (00162Q528)
|
158,371 |
$5,176k |
|
|
ALPS ETF TR (00162Q510)
|
151,768 |
$5,127k |
|
|
Boeing Co/The (097023105)
|
10,938 |
$3,966k |
|
|
Chevron Corp (166764100)
|
24,827 |
$3,079k |
|
|
ANALOG DEVICES INC (032654105)
|
25,787 |
$2,911k |
|
|
ALTRIA GROUP INC (02209S103)
|
57,128 |
$2,712k |
|
|
BROADCOM INC (11135F101)
|
8,553 |
$2,455k |
|
|
BLACKSTONE GROUP (09253U108)
|
53,840 |
$2,392k |
|
|
Caterpillar Inc (149123101)
|
16,467 |
$2,240k |
|
|
Alphabet Inc (02079K107)
|
1,994 |
$2,172k |
|
|
Berkshire Hathaway, Inc. (084670702)
|
8,994 |
$1,924k |
|
|
CARLYLE GROUP L P (14309L102)
|
83,563 |
$1,890k |
|
|
Bank of America Corp. (060505104)
|
64,273 |
$1,870k |
|
|
B. Riley Wealth Management, Inc. (037612306)
|
51,913 |
$1,781k |
|
|
ALPS ALERIAN MLP ETF (00162Q866)
|
169,572 |
$1,672k |
|
|
ACCENTURE PLC IRELAND (G1151C101)
|
7,740 |
$1,473k |
|
|
ABBOTT LABS (002824100)
|
16,614 |
$1,406k |
|
|
ALPHABET INC (02079K305)
|
1,205 |
$1,317k |
|
|
ADVANCED MICRO DEVICES INC (007903107)
|
42,524 |
$1,296k |
|
|
ALPS ETF TR (00162Q783)
|
50,492 |
$1,254k |
|
|
3M CO (88579Y101)
|
6,666 |
$1,154k |
|
|
ABBVIE INC (00287Y109)
|
15,546 |
$1,131k |
|
|
ALLERGAN PLC (G0177J108)
|
6,561 |
$1,100k |
|
|
AIR PRODS & CHEMS INC (009158106)
|
4,013 |
$910k |
|
|
BLACKROCK RES & COMM STRAT T (09257A108)
|
107,665 |
$880k |
|
|
ALIBABA GROUP HLDG LTD (01609W102)
|
4,842 |
$827k |
|
|
ARROW ETF TR (04273H104)
|
49,968 |
$816k |
|
|
AMGEN INC (031162100)
|
4,369 |
$809k |
|
|
ADP (053015103)
|
4,869 |
$804k |
|
|
CALAMOS CONV & HIGH INCOME F (12811P108)
|
71,798 |
$792k |
|
|
AMERICAN TOWER CORP NEW (03027X100)
|
3,549 |
$728k |
|
|
BlackRock, Inc. (09247X101)
|
1,521 |
$723k |
|
|
BLACKROCK MUN 2020 TERM TR (09249X109)
|
42,665 |
$644k |
|
|
ABC (03073E105)
|
7,417 |
$643k |
|
|
AEP (025537101)
|
6,099 |
$539k |
|
|
BP PLC (055622104)
|
12,270 |
$509k |
|
|
CBS CORPORATION (124857202)
|
9,800 |
$507k |
|
|
Applied Materials, Inc. (038222105)
|
11,158 |
$501k |
|
|
Bristol-Myers Squibb Co (110122108)
|
10,872 |
$495k |
|
|
AMERICAN FIN TR INC (02607T109)
|
42,310 |
$462k |
|
|
Booking Holdings, Inc. (09857L108)
|
243 |
$456k |
|
|
ALPS ETF TR (00162Q544)
|
17,031 |
$431k |
|
|
AFLAC INC (001055102)
|
7,737 |
$430k |
|
|
BECTON DICKINSON (075887109)
|
1,684 |
$425k |
|
|
American Express Co. (025816109)
|
3,349 |
$415k |
|
|
ANHEUSER BUSCH INBEV (03524A108)
|
4,445 |
$398k |
|
|
ADOBE INC (00724F101)
|
1,183 |
$356k |
|
|
BERKSHIRE HATHAWAY (084670108)
|
1 |
$323k |
|
|
BROOKFIELD ASSET MGT (112585104)
|
6,750 |
$323k |
|
|
CENTERSTATE BK CORP (15201P109)
|
13,125 |
$309k |
|
|
CAROLINA TR BANCSHS (14422P105)
|
39,357 |
$306k |
|
|
CELGENE CORP (151020104)
|
3,234 |
$300k |
|
|
ASPEN TECHNOLOGY INC (045327103)
|
2,050 |
$262k |
|
|
ASTRAZENECA (046353108)
|
6,219 |
$256k |
|
|
ARISTA NETWORKS INC (040413106)
|
948 |
$247k |
|
|
AMERICAN WTR WKS CO (030420103)
|
2,097 |
$245k |
|
|
ALLSTATE CORP (020002101)
|
2,387 |
$244k |
|
|
BRITISH AMER TOB PLC (110448107)
|
6,298 |
$236k |
|
|
BB&T CORPORATION (054937107)
|
4,742 |
$234k |
|
|
ALIGN TECHNOLOGY INC (016255101)
|
821 |
$225k |
|
|
BAOZUN INC (06684L103)
|
4,362 |
$218k |
|
|
ALLY FINL INC (02005N100)
|
6,710 |
$211k |
|
|
BROWN FORMAN CORP (115637209)
|
3,803 |
$211k |
|
|
ABERDEEN GLOBAL DYNAMIC DIVI (00302M106)
|
11,552 |
$111k |
|
|
CALAMOS CONV OPP AND INC FD (128117108)
|
10,300 |
$109k |
|
|
CHESAPEAKE ENERGY (165167107)
|
30,611 |
$60k |
|
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