Raymond James USA Ltd

RAYMOND JAMES (USA) LTD, a Corporation, employs 91 staff members, with 72 of them serving as advisors to their unknown client base. This financial firm has reported an SEC status of Approved and was registered on February 10, 2011.

• JAMES ROBERT COULTER

  DIRECTOR owns less than 5%

• KONG YU SIAU

  CHIEF COMPLIANCE OFFICER AND CHIEF ANTI-MONEY LAUNDERING OFFICER owns less than 5%

• RAYMOND JAMES LTD.

  OWNER owns 75% or more

• ROBERT MR. MCDONALD

  DIRECTOR owns less than 5%

• SANDRA MAUD RICHARD

  DIRECTOR, CHIEF FINANCIAL OFFICER, SECRETARY & CHIEF OPERATING OFFICER owns less than 5%

• STEVEN ROBERT MARCUS

  DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER owns less than 5%

• WILLIAM BRUCE KRUTOW

  CAPITAL MARKETS COMPLIANCE OFFICER owns less than 5%

• RAYMOND JAMES FINANCIAL, INC.

  SHAREHOLDER owns 75% or more

• Deans Knight Capital Management