Research Affiliates LLC
Legal Name: RESEARCH AFFILIATES, LLC
Full Contact Details
Other Info
Research Affiliates LLC is legally known as RESEARCH AFFILIATES, LLC. It is a CA Limited Liability Company. This firm has 87 employees, of which 40 are employees in advisory roles. It serves 52 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of May 10, 2002.
Direct Owners
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ASHER KAMALI AILEY
CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER owns less than 5%
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CHRISTOPHER JON BRIGHTMAN
CHIEF INVESTMENT OFFICER owns less than 5%
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JOSEPH DIEDERICH HATTESOHL
CHIEF FINANCIAL OFFICER owns less than 5%
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KATRINA FOULKROD SHERRERD
CHIEF EXECUTIVE OFFICER owns less than 5%
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RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC
HOLDING COMPANY owns 75% or more
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ROBERT DOUGLAS ARNOTT
CHAIRMAN owns less than 5%
Indirect Owners
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ARNOTT FAMILY TRUST
MEMBER OF RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC owns more than 25% but less than 50%
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ROBERT DOUGLAS ARNOTT
TRUSTOR AND TRUSTEE ARNOTT FAMILY TRUST A MEMBER OF RESEARCH AFFILIATES GLOBAL HOLDINGS, LLC. INCLUDES BENEFICIAL INTERESTS. owns more than 50% but less than 75%
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Top Holdings
- ISHARES $30,455k
- MARKET VECTORS EMERGING MARKET $23,594k
- ProShares Short S&P 500 $19,390k
- POWERSHARES FTSE RAFI DEV MKT $14,975k
- POWERSHARES FTSE RAFI EMERGIN $14,068k
- POWERSHARES GLOBAL ETF TRUST $13,971k
- POWERSHARES DB G10 CURRENCY HA $9,972k
- POWERSHARES DB CMDTY IDX TRA $6,993k
- ISHARES TR $6,488k
- PROSHARES SHORT QQQ ETF $5,502k