Mmwkm Advisors LLC

MMWKM Advisors LLC, a Texas-based limited liability company, employs a total of 90 individuals, 35 of whom work in advisory positions. While the number of clients they serve is undisclosed, their SEC status as of April 4, 2011, is listed as approved.

• CHARLES DOUGLAS DYER

  MEMBER owns more than 10% but less than 25%

• DAVID JOSEPH COCKRUM

  CHIEF OPERATING OFFICER owns less than 5%

• DOUGLAS MERRILL BARTOL

  MEMBER owns more than 10% but less than 25%

• ELIAS ROBERT DRAGON

  MEMBER owns more than 10% but less than 25%

• KENNETH ALFRED MORAIF

  MANAGING MEMBER owns more than 50% but less than 75%

• WILLIAM HOWARD RANDOLPH

  CHIEF FINANCIAL OFFICER owns less than 5%

• WILLIAM ROBERT FRYE

  CHIEF COMPLIANCE OFFICER owns less than 5%

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