RG Niederhoffer Capital Management Inc

R.G. Niederhoffer Capital Management, Inc. is a registered financial advisory firm based in Delaware. With a team of 25 employees, half of whom serve in advisory roles, the number of clients served by the firm remains unknown. The SEC status of the firm is approved as of January 27, 2006.

• PAUL SHEN

  HEAD TRADER owns less than 5%

• RONALD BRUCE GRABER

  GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER owns less than 5%

• ROY NIEDERHOFFER

  PRESIDENT owns 75% or more

• ZINOVI LEVITAN

  DIRECTOR OF OPERATIONS owns less than 5%

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