Avoid Fraud, Get The Facts, And Find The Best
Legal Name: RIVERNORTH CAPITAL MANAGEMENT, LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Aug 14, 2019
| Security |
Shares Held / Principal Amount |
Market Value |
Option |
|
EATON VANCE LTD DUR (27828H105)
|
4,553,627 |
$57,603k |
|
|
Highland Floating Rate Opportunities Fund (43010E404)
|
3,218,154 |
$44,443k |
|
|
INVESCO DYNAMIC CR OPP FD (46132R104)
|
3,573,515 |
$39,845k |
|
|
INVESCO SR INCOME TR (46131H107)
|
8,672,976 |
$37,381k |
|
|
BLACKROCK CR. ALLOC (092508100)
|
2,691,270 |
$34,906k |
|
|
BRANDYWINEGLOBAL (10537L104)
|
2,969,643 |
$34,864k |
|
|
BARINGS BDC INC (06759L103)
|
3,002,031 |
$29,540k |
|
|
GOLDMAN SACHS MLP ENERGY REN (38148G107)
|
2,021,466 |
$16,859k |
|
|
AllianzGI NFJ Div Int & Prem S (01883A107)
|
1,245,879 |
$15,449k |
|
|
BLACKROCK DEBT STRAT FD INC (09255R202)
|
1,374,028 |
$14,798k |
|
|
Cornerstone Strategic Value Fund Inc (21924B302)
|
1,229,863 |
$14,316k |
|
|
Eaton Vance Floating Rate Income Trust (278279104)
|
1,036,167 |
$13,968k |
|
|
BLACKROCK MULTI-SECTOR INC T (09258A107)
|
713,525 |
$12,451k |
|
|
Eaton Vance Sr Fltg Rate Trust (27828Q105)
|
912,090 |
$11,939k |
|
|
Invesco Van kampen Municipal Opportunity trust (46132C107)
|
962,129 |
$11,834k |
|
|
ALLIANCEBERNSTEIN GBL HGH IN (01879R106)
|
950,498 |
$11,197k |
|
|
Advent Claymore Convertible Securities and Income Fund (00764C109)
|
739,943 |
$11,144k |
|
|
INVESCO HIGH INCOME TR II (46131F101)
|
761,920 |
$11,056k |
|
|
FIRST TR HIGH INCOME L/S FD (33738E109)
|
734,235 |
$11,028k |
|
|
CLOUGH GLOBAL OPPORTUNITIES (18914E106)
|
1,164,418 |
$10,887k |
|
|
BLACKROCK FLOAT RATE OME STR (09255X100)
|
769,532 |
$9,873k |
|
|
Delaware Enhanced Global Dividend & Income (246060107)
|
928,114 |
$9,188k |
|
|
BLACKROCK MUNIYIELD QLTY FD (09254E103)
|
683,169 |
$9,018k |
|
|
FRANKLIN TEMPLETON LTD DUR I (35472T101)
|
926,675 |
$8,924k |
|
|
Ares Dynamic Credit Allocation (04014F102)
|
579,607 |
$8,769k |
|
|
FS INVESTMENT CORPORATION (302635107)
|
1,381,016 |
$8,231k |
|
|
M S Emerging Market Debt (61744H105)
|
854,901 |
$7,968k |
|
|
BLACKROCK CALIF MUN INCOME T (09248E102)
|
562,054 |
$7,447k |
|
|
Invesco FTSE RAFI US 1000 Port (46137V613)
|
61,419 |
$7,164k |
|
|
BLACKROCK LTD DURATION INC T (09249W101)
|
475,181 |
$7,128k |
|
|
Cornerstone Total Rtrn Fd In (21924U300)
|
626,669 |
$7,094k |
|
|
EATON VANCE SR INCOME TR (27826S103)
|
1,093,265 |
$6,800k |
|
|
BLACKROCK MUNIHLDNGS CALI QL (09254L107)
|
497,741 |
$6,794k |
|
|
AllianzGI Convertible & Income 2024 Target Term Fund (01883H102)
|
696,518 |
$6,429k |
|
|
BLACKROCK CORPOR HI YLD FD I (09255P107)
|
575,184 |
$6,166k |
|
|
NEUBERGER BRMAN CLIFRN MUNI (64123C101)
|
439,887 |
$5,980k |
|
|
Blackrock Munyld Ca Ins (09254N103)
|
413,935 |
$5,878k |
|
|
Eaton Vance Insured Muni Bnd (27827X101)
|
470,617 |
$5,850k |
|
|
AllianceBernstein National Municipal In (01864U106)
|
430,309 |
$5,788k |
|
|
BLACKROCK NY MUNI INC QLTY T (09249U105)
|
394,886 |
$5,244k |
|
|
EATON VANCE (27828A100)
|
459,351 |
$5,067k |
|
|
FIRST TR SR FLG RTE INCM FD (33733U108)
|
416,898 |
$4,999k |
|
|
BLACKROCK FL RT TR (091941104)
|
385,337 |
$4,786k |
|
|
Eaton Vance Tax Adv Bd Opt S (27829M103)
|
491,514 |
$4,630k |
|
|
ABERDEEN EMRG MRKTS EQTY (00301W105)
|
600,996 |
$4,393k |
|
|
ALLIANCE CALIF MUN INCOME FD (018546101)
|
288,140 |
$4,337k |
|
|
INVESCO EXCHNG TRADED FD TR (46138E727)
|
187,653 |
$4,053k |
|
|
BLACKROCK MUNICIPL INC QLTY (092479104)
|
263,978 |
$3,632k |
|
|
EAGLE GRWTH & INCOME OPPTY F (26958J105)
|
215,886 |
$3,316k |
|
|
LEISURE ACQUISITION CORP (52539T107)
|
306,594 |
$3,118k |
|
|
GRAF INDL CORP (384278206)
|
300,000 |
$3,087k |
|
|
BLACKROCK MUNIYIELD NY QLTY (09255E102)
|
241,552 |
$3,070k |
|
|
CHURCHILL CAP CORP II (17143G205)
|
300,000 |
$3,045k |
|
|
DTF TAX FREE INCOME INC (23334J107)
|
219,201 |
$3,034k |
|
|
BIG ROCK PARTNERS ACQUISI CO (089482103)
|
239,998 |
$2,527k |
|
|
BLACKROCK RES & COMM STRAT T (09257A108)
|
293,282 |
$2,399k |
|
|
APOLLO SENIOR FLOA (037636107)
|
153,837 |
$2,300k |
|
|
BLACKROCK MUN 2030 TAR TERM (09257P105)
|
94,510 |
$2,195k |
|
|
HENNESSY CAP ACQUSTION CORP (42589C203)
|
200,000 |
$2,080k |
|
|
BOXWOOD MERGER CORP (10319T200)
|
200,000 |
$2,060k |
|
|
CHARDAN HEALTHCARE ACQUISITI (15957A207)
|
200,000 |
$2,038k |
|
|
AMCI ACQUISITION CORP (00165R200)
|
200,000 |
$2,034k |
|
|
CRESCENT ACQUISITION CORP (22564L204)
|
200,000 |
$2,010k |
|
|
GX ACQUISITION CORP (36251A206)
|
200,000 |
$2,010k |
|
|
GIGCAPITAL2 INC (375036209)
|
200,000 |
$2,006k |
|
|
BLACKROCK MUNI HLDGS (09255C106)
|
150,977 |
$1,987k |
|
|
BLACK RIDGE ACQUISITION CORP (09216T107)
|
191,057 |
$1,958k |
|
|
GORDON POINTE ACQUISITION CO (382788107)
|
175,000 |
$1,808k |
|
|
INDIA FD INC (454089103)
|
84,690 |
$1,802k |
|
|
EATON VANCE CA MUNI (27826F101)
|
132,168 |
$1,636k |
|
|
FINTECH ACQUISITION CORP III (31811A309)
|
150,000 |
$1,606k |
|
|
MEGALITH FINL ACQUISITION CO (58518F208)
|
150,000 |
$1,554k |
|
|
CF FIN ACQUISITION CORP (12528N206)
|
150,000 |
$1,553k |
|
|
INVESCO QUALITY MUNI INC TRS (46133G107)
|
124,370 |
$1,543k |
|
|
B RILEY PRINCIPAL MERGER COR (05586Y205)
|
150,000 |
$1,497k |
|
|
INVESCO TRUST FOR INVESTMENT G (46131M106)
|
116,877 |
$1,481k |
|
|
EATON VANCE FLTG RATE INCOM (278284104)
|
92,649 |
$1,389k |
|
|
FIRST TR SR FLOATING RATE 20 (33740K101)
|
143,702 |
$1,279k |
|
|
BlackRock Muni New York Interm (09255F109)
|
87,042 |
$1,246k |
|
|
HIGH INCOME SECS FD (42968F108)
|
143,311 |
$1,185k |
|
|
HEALTH SCIENCES ACQUISITIONS (42227C201)
|
100,000 |
$1,060k |
|
|
CHASERG TECHNLGY ACQUISITN C (16166A202)
|
100,000 |
$1,023k |
|
|
EDTECHX HLDGS ACQUISITION CO (28138X202)
|
100,000 |
$1,022k |
|
|
HAYMAKER ACQUISITION CORP II (42087L200)
|
100,000 |
$1,021k |
|
|
LF CAP ACQUISITION CORP (50200K108)
|
100,000 |
$1,018k |
|
|
ALLEGRO MERGER CORP (01749N103)
|
100,000 |
$1,002k |
|
|
MFS CALIF MUN FD (59318C106)
|
73,226 |
$874k |
|
|
HIGHLAND GLOBAL ALLOCATION FUND (43010T104)
|
72,858 |
$819k |
|
|
LIBERTY ALL STAR EQUITY FUND (530158104)
|
127,564 |
$818k |
|
|
BLACKROCK NY MUN INCOME TR I (09249R102)
|
47,933 |
$662k |
|
|
INVESCO MUN TR (46131J103)
|
48,704 |
$600k |
|
|
BLACKROCK MUNI INTER DR FD I (09253X102)
|
40,795 |
$573k |
|
|
FAR POINT ACQUISITION CORP-A (30734W109)
|
49,995 |
$509k |
|
|
FRANKLIN UNVL TR (355145103)
|
58,214 |
$424k |
|
|
Blackrock Muniyield Qual Ii (09254G108)
|
26,725 |
$336k |
|
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