Securities America Advisors Inc

Securities America Advisors, legally known as Securities America Advisors, Inc., is a Nebraska-based company that has been approved by the U.S. Securities and Exchange Commission since January 25, 1994. The firm has 1992 advisors out of a total of 1992 employees and serves 34,004 clients.

• ADAM SCOTT MALAMED

  DIRECTOR owns less than 5%

• BRETT H KAUFMAN

  DIRECTOR owns less than 5%

• DAVID JOHN VAUGHAN

  SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, FIN OP OFFICER owns less than 5%

• DENNIS MICHAEL KING

  SENIOR VP, BUSINESS DEVELOPMENT owns less than 5%

• DOREEN LOUISE GRIFFITH

  EXECUTIVE VP/CHIEF INFORMATION OFFICER owns less than 5%

• GREGG HOWARD JOHNSON

  EXECUTIVE VICE PRESIDENT, BRANCH OFFICE DEVELOPMENT owns less than 5%

• GREGORY JAY SMITH

  SENIOR VICE PRESIDENT, SALES SUPERVISION owns less than 5%

• JAMES DELWYN NAGENGAST

  CEO/DIRECTOR owns less than 5%

• JOSEPH GIOVANNIELLO

  DIRECTOR owns less than 5%

• KEVIN JOSEPH MILLER

  EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND CORPORATE SECRETARY owns less than 5%

• KIRK JESSE HULETT

  EXECUTIVE VP, STRATEGY AND PRACTICE MANAGEMENT /DIRECTOR owns less than 5%

• LEON MICHAEL JOHNSON

  SR VP INFORMATION SERVICES OPERATIONS, TECHNOLOGY SERVICES, CHIEF INFORMATION SECURITY OFFICER & INTERIM APPLICATION DEVELOPMENT owns less than 5%

• MATTHEW JOHN KINSELLA

  VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, AML OFFICER, PRIVACY OFFICER AND ITPP OFFICER owns less than 5%

• PAMELA JANINE WERTHEIM

  PRESIDENT/DIRECTOR owns less than 5%

• PAUL RAYMOND LOFTIES

  SENIOR VP, WEALTH MANAGEMENT owns less than 5%

• PHILIP SALVATORE BLANCATO

  DIRECTOR owns less than 5%

• SECURITIES AMERICA FINANCIAL CORP.

  DIRECT OWNER owns 75% or more

• LADENBURG THALMANN FINANCIAL SERVICES, INC.

  100% OWNER OF PARENT COMPANY owns 75% or more

• Nelson van Denburg & Campbell Wealth Management Group LLC
• Ironvine Capital Partners LLC
• Capital Consulting & Asset Management Inc
• Silverstone Asset Management Inc
• Goldenrod Capital Advisors LLC
• Bancwest Investment Services Inc
• Carson Group Investing LLC
• Arnold Weitz & Co
• Bridges Investment Management Inc
• Mutual of Omaha Investor Services Inc