Avoid Fraud, Get The Facts, And Find The Best
Legal Name: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Aug 1, 2019
| Security |
Shares Held / Principal Amount |
Market Value |
Option |
|
INVESCO EXCHANGE TRADED FD T (46137V266)
|
954,831 |
$114,055k |
|
|
GOLDMAN SACHS ETF TR (381430503)
|
1,735,880 |
$102,018k |
|
|
ISHARES TR (46429B697)
|
741,778 |
$45,790k |
|
|
SELECT SECTOR SPDR TR SBI HEALTHCARE (81369Y209)
|
484,808 |
$44,913k |
|
|
ISHARES TR (464287549)
|
195,402 |
$42,138k |
|
|
SELECT SECTOR SPDR (81369Y704)
|
517,686 |
$40,079k |
|
|
INVESCO EXCH TRD SLF IDX FD (46138J601)
|
1,479,815 |
$35,649k |
|
|
S&P WRLD EX US (78463X889)
|
995,050 |
$29,444k |
|
|
MASTERCARD INC (57636Q104)
|
101,798 |
$26,929k |
|
|
Thermo Fisher Scientific Inc (883556102)
|
90,244 |
$26,503k |
|
|
PROLOGIS INC (74340W103)
|
329,332 |
$26,380k |
|
|
Apple Inc (037833100)
|
133,234 |
$26,370k |
|
|
ALEXION PHARMACEUTICALS INC CO (015351109)
|
198,002 |
$25,934k |
|
|
DISNEY WALT CO (254687106)
|
184,292 |
$25,735k |
|
|
HONEYWELL INTL INC (438516106)
|
145,404 |
$25,386k |
|
|
MCDONALDS CORP (580135101)
|
122,204 |
$25,377k |
|
|
Chevron Corp (166764100)
|
202,458 |
$25,194k |
|
|
Intercontinental Exchange Inc (45866F104)
|
292,113 |
$25,104k |
|
|
Amazon.com Inc (023135106)
|
13,195 |
$24,986k |
|
|
FISERV INC (337738108)
|
273,162 |
$24,901k |
|
|
CISCO SYSTEMS INC (17275R102)
|
447,932 |
$24,515k |
|
|
COMCAST CORP (20030N101)
|
548,695 |
$23,199k |
|
|
EXELON CORP (30161N101)
|
480,627 |
$23,041k |
|
|
SPDR Portfolio Emerging Market (78463X509)
|
569,710 |
$20,390k |
|
|
UBS AG JERSEY BRH (902641646)
|
752,198 |
$16,797k |
|
|
CLEARBRIDGE MLP AND MIDSTRM (184692101)
|
1,392,039 |
$16,635k |
|
|
VANGUARD INDEX FDS VALUE ETF (922908744)
|
149,589 |
$16,592k |
|
|
VANGUARD INDEX FDS GROWTH ETF (922908736)
|
94,100 |
$15,375k |
|
|
SPDR SERIES TRUST (78464A201)
|
251,057 |
$15,292k |
|
|
ISHARES (464288448)
|
461,065 |
$14,164k |
|
|
KAYNE ANDERS MLP/MID (486606106)
|
800,117 |
$12,250k |
|
|
ISHARES INC (464286319)
|
267,472 |
$10,910k |
|
|
ISHARES TR (46435G326)
|
141,900 |
$7,778k |
|
|
JPMORGAN CHASE & CO (46625H365)
|
280,849 |
$7,052k |
|
|
CLEARBRIDGE ENERGY MIDSTRM O (18469P100)
|
749,120 |
$6,892k |
|
|
MICROSOFT CORP (594918104)
|
43,822 |
$5,870k |
|
|
ISHARES TR (46435G318)
|
222,620 |
$5,727k |
|
|
ISHARES TR S&P 500 GRWT ETF (464287309)
|
30,471 |
$5,462k |
|
|
JPMORGAN CHASE & CO (46625H100)
|
44,246 |
$4,947k |
|
|
STRYKER CORP (863667101)
|
23,337 |
$4,798k |
|
|
ISHARES (464287887)
|
26,223 |
$4,785k |
|
|
INGERSOLL-RAND PLC (G47791101)
|
37,498 |
$4,750k |
|
|
NEXTERA ENERGY INC (65339F101)
|
22,830 |
$4,677k |
|
|
SSGA ACTIVE ETF TR (78467V848)
|
94,817 |
$4,653k |
|
|
SPDR SERIES TRUST (78464A839)
|
90,024 |
$4,625k |
|
|
FIRST TR EXCH TRADED FD III (33739P855)
|
237,731 |
$4,617k |
|
|
NIKE INC (654106103)
|
51,991 |
$4,365k |
|
|
FTP Managed Municipal ETF (33739N108)
|
74,584 |
$4,085k |
|
|
SPDR SERIES TRUST (78464A821)
|
70,399 |
$3,821k |
|
|
Blackrock Enh Cap And Inc (09256A109)
|
240,838 |
$3,805k |
|
|
SPDR SERIES TRUST (78464A300)
|
61,439 |
$3,728k |
|
|
ISHARES TR S&P 500 VAL ETF (464287408)
|
30,511 |
$3,557k |
|
|
ISHARES TR CORE MSCI EAFE (46432F842)
|
56,259 |
$3,454k |
|
|
SPDR SERIES TRUST (78468R812)
|
37,114 |
$3,197k |
|
|
FIRST TR EXCHANGE-TRADED FD (33739E108)
|
156,787 |
$3,040k |
|
|
VANGUARD INDEX FDS MCAP GR IDXVIP (922908538)
|
19,545 |
$2,918k |
|
|
ISHARES TR CORE S&P SCP ETF (464287804)
|
27,100 |
$2,121k |
|
|
VANGUARD INDEX FDS MCAP VL IDXVIP (922908512)
|
18,995 |
$2,115k |
|
|
SPDR EMERGING MARKETS DIVIDEND (78463X533)
|
63,642 |
$2,076k |
|
|
FIRST TR EXCHANGE TRADED FD (33738D309)
|
42,493 |
$2,002k |
|
|
ISHARES TR (46435U697)
|
76,058 |
$1,997k |
|
|
SPDR SERIES TRUST (78464A649)
|
62,395 |
$1,820k |
|
|
ISHARES TR S&P MC 400GR ETF (464287606)
|
7,819 |
$1,769k |
|
|
ISHARES (464287705)
|
10,736 |
$1,712k |
|
|
SPDR S&P DIVIDEND (78464A763)
|
16,215 |
$1,636k |
|
|
JOHN HANCOCK ETF TRUST (47804J206)
|
43,290 |
$1,580k |
|
|
PIMCO ETF TR (72201R718)
|
15,694 |
$1,573k |
|
|
INVESCO EXCHNG TRADED FD TR (46138E743)
|
35,832 |
$1,456k |
|
|
Incyte Corp (45337C102)
|
16,363 |
$1,390k |
|
|
DISCOVERY INC (25470F104)
|
44,832 |
$1,376k |
|
|
CDW CORP (12514G108)
|
12,310 |
$1,366k |
|
|
EPAM SYS INC COM USD0.001 (29414B104)
|
7,879 |
$1,364k |
|
|
JACOBS ENGR GROUP (469814107)
|
16,162 |
$1,364k |
|
|
LPL FINANCIAL HOLDINGS INC (50212V100)
|
16,623 |
$1,356k |
|
|
SPDR INDEX SHS FDS (78463X772)
|
33,932 |
$1,336k |
|
|
STORE CAP CORP (862121100)
|
39,505 |
$1,311k |
|
|
POST HOLDINGS INC (737446104)
|
12,549 |
$1,305k |
|
|
VANGUARD INDEX FDS SMALL CP ET (922908751)
|
8,308 |
$1,302k |
|
|
HILL ROM HLDGS INC (431475102)
|
12,246 |
$1,281k |
|
|
PROOFPOINT INC COM USD0.0001 (743424103)
|
10,613 |
$1,276k |
|
|
ULTA BEAUTY INC (90384S303)
|
3,628 |
$1,259k |
|
|
ConocoPhillips (20825C104)
|
20,335 |
$1,240k |
|
|
ALPHABET INC (02079K305)
|
1,140 |
$1,234k |
|
|
AES CORP (00130H105)
|
71,781 |
$1,203k |
|
|
ISHARES (464287879)
|
7,601 |
$1,130k |
|
|
INVESCO EXCHANGE TRADED FD T (46137V548)
|
68,906 |
$1,126k |
|
|
SPDR S&P 500 ETF TR TR UNIT (78462F103)
|
3,806 |
$1,115k |
|
|
VANGUARD INDEX FDS SM CP VAL ETF (922908611)
|
7,825 |
$1,021k |
|
|
SELECT SECTOR SPDR (81369Y803)
|
12,446 |
$971k |
|
|
APPLE HOSPITALITY (03784Y200)
|
58,739 |
$932k |
|
|
EAST WEST BANCORP (27579R104)
|
19,913 |
$931k |
|
|
INVESCO EXCHANGE TRADED FD T (46137V175)
|
8,374 |
$931k |
|
|
SELECT SECTOR SPDR TR SBI INT-UTILS (81369Y886)
|
12,491 |
$745k |
|
|
SPDR SERIES TRUST (78464A631)
|
6,981 |
$725k |
|
|
AMGEN INC (031162100)
|
3,888 |
$716k |
|
|
UNITEDHEALTH GRP INC (91324P102)
|
2,453 |
$598k |
|
|
Boeing Co/The (097023105)
|
1,636 |
$596k |
|
|
Facebook Inc (30303M102)
|
2,836 |
$547k |
|
|
SELECT SECTOR SPDR TR (81369Y860)
|
14,694 |
$540k |
|
|
INVESCO EXCH TRD SLF IDX FD (46138J809)
|
20,218 |
$499k |
|
|
ISHARES (464287234)
|
11,225 |
$482k |
|
|
JOHN HANCOCK ETF TRUST (47804J859)
|
16,886 |
$477k |
|
|
SPDR SERIES TRUST (78464A870)
|
5,171 |
$454k |
|
|
JOHNSON & JOHNSON (478160104)
|
3,159 |
$440k |
|
|
GOLDMAN SACHS ETF TR (381430206)
|
13,301 |
$437k |
|
|
Exxon Mobil Corp (30231G102)
|
5,682 |
$435k |
|
|
SPDR Inv't Grade Floating Rate (78468R200)
|
13,611 |
$418k |
|
|
Berkshire Hathaway, Inc. (084670702)
|
1,880 |
$401k |
|
|
ADOBE INC (00724F101)
|
1,339 |
$395k |
|
|
ANTHEM INC (036752103)
|
1,386 |
$391k |
|
|
VANGUARD INDEX FDS (922908652)
|
3,160 |
$375k |
|
|
BB&T CORPORATION (054937107)
|
7,439 |
$365k |
|
|
VANGUARD ADMIRAL FDS INC (921932794)
|
2,186 |
$342k |
|
|
Caterpillar Inc (149123101)
|
2,445 |
$333k |
|
|
INTL BUSINESS MCHN (459200101)
|
2,258 |
$311k |
|
|
ISHARES TR (46435G425)
|
4,544 |
$293k |
|
|
ISHARES (464287465)
|
4,397 |
$289k |
|
|
VANECK VECTORS ETF TR (92189F387)
|
11,057 |
$277k |
|
|
VANGUARD BD INDEX FD INC (921937827)
|
3,437 |
$277k |
|
|
PFIZER INC (717081103)
|
6,225 |
$270k |
|
|
GALLAGHER ARTHUR J & CO (363576109)
|
2,937 |
$257k |
|
|
PIMCO ETF TR (72201R866)
|
4,295 |
$236k |
|
|
TOTAL SYS SVCS INC (891906109)
|
1,843 |
$236k |
|
|
SCHWAB STRATEGIC TR (808524201)
|
3,243 |
$228k |
|
|
ABBOTT LABS (002824100)
|
2,701 |
$227k |
|
|
SCHWAB STRATEGIC TR (808524805)
|
7,011 |
$225k |
|
|
EOG Resources Inc (26875P101)
|
2,404 |
$224k |
|
|
TOWNEBANK PORTSMOUTH VA (89214P109)
|
8,097 |
$221k |
|
|
PROCTER & GAMBLE CO (742718109)
|
1,919 |
$210k |
|
|
ISHARES GOLD TRUST ISHARES (464285105)
|
15,513 |
$209k |
|
|
Bank of America Corp. (060505104)
|
6,999 |
$203k |
|
|
B. Riley Wealth Management, Inc. (023111206)
|
10,407 |
$202k |
|
|
ETF MANAGERS TRUST (26924G508)
|
6,343 |
$201k |
|
|
ISHARES TR (46434V571)
|
7,860 |
$201k |
|
|
RAYTHEON (755111507)
|
1,121 |
$195k |
|
|
INVESCO EXCHANGE TRADED FD T (46137V431)
|
3,404 |
$191k |
|
|
HOME DEPOT INC (437076102)
|
901 |
$187k |
|
|
AT&T INC (00206R102)
|
5,549 |
$186k |
|
|
CANOPY GROWTH CORP (138035100)
|
4,604 |
$186k |
|
|
SPDR Nuveen Bloomberg Municipa (78468R721)
|
3,683 |
$185k |
|
|
PNC FINL SVCS GRP (693475105)
|
1,331 |
$183k |
|
|
SYSCO CORP (871829107)
|
2,493 |
$176k |
|
|
GOLDMAN SACHS ETF TR (381430107)
|
6,100 |
$175k |
|
|
ISHARES TR BARCLAYS 7 10 YR (464287440)
|
1,595 |
$175k |
|
|
ISHARES TR CORE S&P500 ETF (464287200)
|
585 |
$172k |
|
|
Invesco FTSE RAFI US 1000 Port (46137V613)
|
1,433 |
$167k |
|
|
ISHARES TR (46435G516)
|
2,559 |
$165k |
|
|
SPDR SERIES TRUST (78464A508)
|
5,140 |
$161k |
|
|
SPDR SERIES TRUST (78464A409)
|
4,002 |
$155k |
|
|
SCHWAB STRATEGIC TR (808524706)
|
5,867 |
$154k |
|
|
Netflix Inc (64110L106)
|
403 |
$148k |
|
|
COCA-COLA CO (191216100)
|
2,818 |
$143k |
|
|
PRICE T ROWE GROUP INC (74144t108)
|
1,300 |
$143k |
|
|
FEDERAL RLTY INVT TR (313747206)
|
1,097 |
$141k |
|
|
iShares MSCI Hong Kong ETF (464286871)
|
5,227 |
$135k |
|
|
INTEL CORP (458140100)
|
2,715 |
$130k |
|
|
Splunk Inc (848637104)
|
1,000 |
$126k |
|
|
SPDR INDEX SHS FDS (78470E205)
|
1,930 |
$121k |
|
|
CONSOLDTD EDISON INC (209115104)
|
1,367 |
$120k |
|
|
INVESCO EXCHNG TRADED FD TR (46138E354)
|
2,170 |
$119k |
|
|
FORD MOTOR CO (345370860)
|
11,523 |
$118k |
|
|
PEPSICO INC (713448108)
|
902 |
$118k |
|
|
MERCK & CO INC (58933Y105)
|
1,395 |
$117k |
|
|
ABBVIE INC (00287Y109)
|
1,584 |
$115k |
|
|
BROADCOM INC (11135F101)
|
392 |
$113k |
|
|
HAWAIIAN ELEC INDUSTRIES (419870100)
|
2,584 |
$113k |
|
|
INVESCO QQQ TR UNIT SER 1 (46090E103)
|
605 |
$113k |
|
|
HARTFORD FINL SVCS (416515104)
|
2,000 |
$111k |
|
|
ISHARES FLT (46429B655)
|
2,142 |
$109k |
|
|
COLGATE PALMOLIVE CO (194162103)
|
1,408 |
$101k |
|
|
PIMCO ETF TR (72201R833)
|
985 |
$100k |
|
|
GENERAL MOLY INC (370373102)
|
98,000 |
$34k |
|
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