Avoid Fraud, Get The Facts, And Find The Best
Legal Name: SHAKER FINANCIAL SERVICES, LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Aug 8, 2019
| Security |
Shares Held / Principal Amount |
Market Value |
Option |
|
NUVEEN CORE EQUITY ALPHA FUN (67090X107)
|
676,590 |
$9,499k |
|
|
Nuveen Tax-Adv Tot Ret Strat (67090H102)
|
758,949 |
$8,682k |
|
|
CENTRAL SECS CORP (155123102)
|
215,166 |
$6,567k |
|
|
Nuveen Tax-Advantaged Dividend Growth Fund (67073G105)
|
372,226 |
$6,186k |
|
|
SPECIAL OPPRTUNTY FD (84741T104)
|
446,202 |
$6,135k |
|
|
Blackrock Enh Cap And Inc (09256A109)
|
374,884 |
$5,923k |
|
|
Eaton Vance T/A Global Dividend Income (27828S101)
|
336,240 |
$5,397k |
|
|
ROYCE VALUE TR INC (780910105)
|
362,515 |
$5,046k |
|
|
SOURCE CAP INC (836144105)
|
136,601 |
$4,995k |
|
|
Gabelli Dividend & Income Trust (36242H104)
|
199,608 |
$4,326k |
|
|
GENERAL AMERN INVS (368802104)
|
121,093 |
$4,298k |
|
|
B. Riley Wealth Management, Inc. (037638103)
|
288,384 |
$4,254k |
|
|
CALAMOS STRATEGIC TO (128125101)
|
329,157 |
$4,200k |
|
|
Nuveen Dow 30 Dynamic Overwite (67075F105)
|
229,212 |
$4,036k |
|
|
ROYCE MICRO-CAP TR INC (780915104)
|
478,059 |
$3,930k |
|
|
BLACKROCK ENHNCD EQ (09251A104)
|
416,188 |
$3,692k |
|
|
BOULDER GROWTH & INCOME FD I (101507101)
|
314,392 |
$3,534k |
|
|
Ares Dynamic Credit Allocation (04014F102)
|
222,373 |
$3,365k |
|
|
IVY HIGH INC OPPORTUNITIES F (465893105)
|
237,670 |
$3,225k |
|
|
BROOKFIELD REAL ASSETS INCOM (112830104)
|
146,753 |
$3,183k |
|
|
EATON VANCE LTD DUR (27828H105)
|
242,311 |
$3,065k |
|
|
EUROPEAN EQUITY FUND COM (298768102)
|
344,182 |
$3,039k |
|
|
HANCOCK JOHN INVS TR (410142103)
|
181,882 |
$2,983k |
|
|
SPROTT FOCUS TR INC (85208J109)
|
406,091 |
$2,737k |
|
|
ABERDEEN GLOBAL DYNAMIC DIVI (00302M106)
|
246,513 |
$2,376k |
|
|
EATON VANCE TXMGD GL BUYWR O (27829C105)
|
238,611 |
$2,336k |
|
|
CLOUGH GLOBAL DIV AND INC (18913Y103)
|
205,891 |
$2,304k |
|
|
NEW GERMANY FD COM (B:GF US) (644465106)
|
140,358 |
$1,996k |
|
|
JOHN HANCOCK HDG EQ & INC FD (47804L102)
|
136,450 |
$1,924k |
|
|
CLOUGH GLOBAL OPPORTUNITIES (18914E106)
|
185,412 |
$1,734k |
|
|
BLACKROCK DEBT STRAT FD INC (09255R202)
|
158,147 |
$1,703k |
|
|
ALLIANCEBERNSTEIN GBL HGH IN (01879R106)
|
144,426 |
$1,701k |
|
|
AllianzGI NFJ Div Int & Prem S (01883A107)
|
134,141 |
$1,663k |
|
|
BLACKROCK LTD DURATION INC T (09249W101)
|
107,848 |
$1,618k |
|
|
AllianzGI Convertible & Income 2024 Target Term Fund (01883H102)
|
173,474 |
$1,601k |
|
|
FRANKLIN UNVL TR (355145103)
|
218,120 |
$1,597k |
|
|
ABERDEEN ASIA PACIFIC INCOM (003009107)
|
376,187 |
$1,572k |
|
|
FIRST TR SR FLG RTE INCM FD (33733U108)
|
129,337 |
$1,559k |
|
|
DOUBLELINE INCOME (258622109)
|
77,999 |
$1,558k |
|
|
PGIM GLOBAL HIGH YIELD FUND INC (69346J106)
|
99,830 |
$1,443k |
|
|
BLACKROCK MULTI-SECTOR INC T (09258A107)
|
81,889 |
$1,429k |
|
|
THL CR SR LN FD (87244R103)
|
92,758 |
$1,415k |
|
|
FRANKLIN TEMPLETON LTD DUR I (35472T101)
|
139,171 |
$1,340k |
|
|
Nuveen Short Duration Credit (67074X107)
|
84,073 |
$1,333k |
|
|
Blackstone Strategic (09257r101)
|
88,866 |
$1,304k |
|
|
WESTERN ASSET GLOBAL CP DEFI (95790C107)
|
75,459 |
$1,294k |
|
|
BNY MELLON HIGH YIELD STRATE (09660L105)
|
420,294 |
$1,286k |
|
|
NUVEEN GLOBAL HIGH INCOME FD (67075G103)
|
80,246 |
$1,241k |
|
|
PIONEER FLOATING RATE TR (72369J102)
|
114,080 |
$1,220k |
|
|
VOYA GLBL EQTY DIV & PREM OP (92912T100)
|
184,066 |
$1,200k |
|
|
APOLLO SENIOR FLOA (037636107)
|
78,186 |
$1,169k |
|
|
NUVEEN FLTNG RTE INCM OPP FD (6706EN100)
|
115,877 |
$1,129k |
|
|
NUVEEN NASDAQ 100 DYNAMIC OV (670699107)
|
49,350 |
$1,104k |
|
|
KKR INCOME OPPORTU (48249T106)
|
68,981 |
$1,085k |
|
|
CREDIT SUISSE ASSET MGMT INC (224916106)
|
338,227 |
$1,052k |
|
|
GABELLI CONV & INCOME SECS FD INC (36240B109)
|
198,404 |
$1,018k |
|
|
NEW IRELAND FUND (645673104)
|
108,501 |
$973k |
|
|
Flaherty & Crumrine Dynamic (33848W106)
|
37,081 |
$928k |
|
|
HERZFELD CARIBBEAN BASIN (42804T106)
|
145,932 |
$928k |
|
|
TEMPLETON GLOBAL INCOME FD (880198106)
|
143,843 |
$915k |
|
|
INVESCO HIGH INCOME 2023 TAR (46135X108)
|
87,223 |
$911k |
|
|
Putnam Master Intrm Inc Tr (746909100)
|
194,450 |
$893k |
|
|
HANCOCK JOHN INV TRUST (41013P749)
|
130,332 |
$890k |
|
|
CHINA FD INC (169373107)
|
42,857 |
$867k |
|
|
Duff & Phelps Util Copr (26432K108)
|
96,598 |
$845k |
|
|
BLACKROCK FLOAT RATE OME STR (09255X100)
|
63,921 |
$820k |
|
|
GABELLI GLBL SMALL & MID (36249W104)
|
69,603 |
$808k |
|
|
VIRTUS GLOBAL MULTI-SEC INC (92829B101)
|
62,894 |
$796k |
|
|
ABERDEEN TOTAL DYNAMIC DIVD (00326L100)
|
93,957 |
$784k |
|
|
ELLSWORTH GRWTH AND INCOME L (289074106)
|
75,323 |
$773k |
|
|
LIBERTY ALL STAR EQUITY FUND (530158104)
|
119,145 |
$765k |
|
|
BLACKROCK ENHANCED (092501105)
|
69,901 |
$750k |
|
|
Eaton Vance Floating Rate Income Trust (278279104)
|
54,332 |
$732k |
|
|
SPECIAL OPPORTUNITIES FD INC (84741T302)
|
27,482 |
$691k |
|
|
FIRST TR HIGH INCOME L/S FD (33738E109)
|
45,368 |
$681k |
|
|
MFS INTERMEDIATE HIGH INC FD (59318T109)
|
250,105 |
$635k |
|
|
NuveeN S&P 500 B-W Income (6706ER101)
|
47,635 |
$634k |
|
|
TEMPLETON DRAGON FD INC (88018T101)
|
30,929 |
$594k |
|
|
VOYA PRIME RATE TR (92913A100)
|
118,850 |
$566k |
|
|
NUVEEN FLOATING RATE INCOME (67072T108)
|
57,042 |
$562k |
|
|
MORGAN STANLEY CHINA (617468103)
|
25,758 |
$560k |
|
|
FIRST TR SR FLOATING RATE 20 (33740K101)
|
58,383 |
$520k |
|
|
Pioneer High Income Trust (72369H106)
|
57,812 |
$520k |
|
|
FIRST TR/DYN EUR EQTY INC (33740D107)
|
36,798 |
$516k |
|
|
VOYA EMERGING MARKETS HIGH INC (92912P108)
|
62,557 |
$485k |
|
|
VOYA GLOBAL ADVANTAGE & PREM O (92912R104)
|
44,742 |
$479k |
|
|
NUVEEN DIVERSIFIED DIVIDEND AND INCOME F (6706EP105)
|
44,720 |
$476k |
|
|
VOYA INTL HIGH DIVID EQTY IN (92912Y109)
|
79,485 |
$467k |
|
|
NUVEEN PFD & INCM SECURTIES (67072C105)
|
47,302 |
$449k |
|
|
NUVEEN SR INCOME FD (67067Y104)
|
70,537 |
$418k |
|
|
INVESCO HIGH INCOME TR II (46131F101)
|
28,601 |
$415k |
|
|
ALLIANZGI EQUITY & CONV INCO (018829101)
|
19,082 |
$414k |
|
|
TEKLA HEALTHCARE INVS (87911J103)
|
20,529 |
$412k |
|
|
MFS CHARTER INC TR (552727109)
|
49,285 |
$402k |
|
|
MFS MULTIMARKET INCOME TR (552737108)
|
68,354 |
$399k |
|
|
WESTERN ASSET VAR RT STRG FD (957667108)
|
24,500 |
$399k |
|
|
CALAMOS CONV OPP AND INC FD (128117108)
|
36,600 |
$384k |
|
|
VOYA ASIA PAC DIVID EQUITY I (92912J102)
|
36,400 |
$336k |
|
|
CALAMOS CONV & HIGH INCOME F (12811P108)
|
28,674 |
$316k |
|
|
EATON VANCE FLTG RATE INCOM (278284104)
|
20,622 |
$309k |
|
|
WESTERN ASSET HGH YLD DFNDFD (95768B107)
|
20,648 |
$309k |
|
|
WELLS FARGO GLOBAL DIVIDEND (94987C103)
|
54,086 |
$296k |
|
|
HANCOCK JOHN INCOME SECS TR (410123103)
|
20,236 |
$291k |
|
|
NUVEEN CR OPPORTUNITIES 2022 (67075U102)
|
30,000 |
$286k |
|
|
BNY MELLON ALCENTRA GLOBAL C (05588N108)
|
29,851 |
$279k |
|
|
Pioneer Diversified High Income (723653101)
|
18,025 |
$258k |
|
|
BLACKROCK CR. ALLOC (092508100)
|
18,806 |
$244k |
|
|
BLACKROCK FL RT TR (091941104)
|
18,895 |
$235k |
|
|
EATON VANCE TAX MNGD GBL DV (27829F108)
|
27,160 |
$225k |
|
|
TRI CONTL CORP (895436103)
|
8,224 |
$222k |
|
|
Eaton Vance Sr Fltg Rate Trust (27828Q105)
|
16,848 |
$221k |
|
|
CALAMOS GBL DYN INCOME FUND (12811L107)
|
26,564 |
$215k |
|
|
TAIWAN FUND (874036106)
|
12,500 |
$212k |
|
|
BLACKROCK ENHANCED INTL DIV (092524107)
|
32,456 |
$182k |
|
|
PGIM SHORT DURA HYLD (69346H100)
|
11,276 |
$165k |
|
|
Madison Covered Call&Equity St (557437100)
|
24,806 |
$164k |
|
|
EATON VANCE SR INCOME TR (27826S103)
|
25,882 |
$161k |
|
|
Putnam Premier Income Trust (746853100)
|
27,242 |
$140k |
|
|
BLACKROCK 2022 GBL INCM OPP (09258P104)
|
11,443 |
$108k |
|
|
SWISS HELVETIA FD INC (870875101)
|
11,495 |
$91k |
|
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