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Reported Holdings Of The
Sheaff Brock Investment Advisors LLC

Legal Name: SHEAFF BROCK INVESTMENT ADVISORS, LLC

Period of report: Jun 30, 2019
Effectiveness Date: Jul 31, 2019

Security Shares Held / Principal Amount Market Value Option
Apple Inc (037833100) 309,672 $61,290k
Amazon.com Inc (023135106) 7,962 $15,077k
ABBVIE INC (00287Y109) 107,247 $7,799k
AMGEN INC (031162100) 37,158 $6,848k
AT&T INC (00206R102) 202,430 $6,783k
Bank of America Corp. (060505104) 192,237 $5,575k
BERKSHIRE HATHAWAY (084670108) 13 $4,139k
ALTRIA GROUP INC (02209S103) 83,926 $3,974k
Berkshire Hathaway, Inc. (084670702) 17,457 $3,721k
ALPHABET INC (02079K305) 2,944 $3,188k
ALIBABA GROUP HLDG LTD (01609W102) 16,400 $2,779k
Alphabet Inc (02079K107) 2,570 $2,778k
AMETEK INC (031100100) 30,421 $2,763k
American Express Co. (025816109) 19,721 $2,434k
ACCENTURE PLC IRELAND (G1151C101) 10,769 $1,990k
ALLSTATE CORP (020002101) 14,829 $1,508k
Applied Materials, Inc. (038222105) 28,132 $1,263k
BB&T CORPORATION (054937107) 24,252 $1,191k
ARES CAP CORP (04010L103) 65,046 $1,167k
BADGER METER INC (056525108) 19,000 $1,134k
ALLISON TRANSMISSION HOLDING (01973R101) 19,636 $910k
Berry Global Group, Inc. (08579W103) 16,371 $861k
ADVANCED MICRO DEVICES INC (007903107) 27,955 $849k
AMERICA MOVIL (02364W105) 55,253 $804k
ADP (053015103) 4,838 $800k
ABBOTT LABS (002824100) 9,455 $795k
ADOBE INC (00724F101) 2,365 $697k
ANNALY CAP MGMT INC (035710409) 75,387 $688k
3M CO (88579Y101) 3,578 $620k
AMERICAN TOWER CORP NEW (03027X100) 2,968 $607k
AGNC INVT CORP (00123Q104) 31,749 $534k
AEP (025537101) 5,704 $502k
Archer-Daniels-Midland Co (039483102) 11,834 $483k
BLACKROCK CORPOR HI YLD FD I (09255P107) 44,659 $479k
AVALONBAY COMMUNTIES (053484101) 2,171 $441k
AFLAC INC (001055102) 7,965 $437k
AMEREN CORPORATION (023608102) 5,541 $416k
Baidu Inc (056752108) 3,350 $393k
American International Group (026874784) 7,317 $390k
AAL (02376R102) 10,971 $358k
BIOGEN INC (09062X103) 1,389 $325k
AIR PRODS & CHEMS INC (009158106) 1,431 $324k
Axon Enterprise Inc (05464C101) 4,185 $269k
ACTIVISION BLIZZARD INC (00507V109) 5,643 $266k
AMERICAN WTR WKS CO (030420103) 2,150 $249k
ARISTA NETWORKS INC (040413106) 940 $244k
AABA (021346101) 3,317 $230k
ARCONIC INC (03965L100) 8,159 $211k
ALLIANCEBERNSTEIN GBL HGH IN (01879R106) 17,099 $201k
Bank of New York Mellon Corp. (064058100) 4,526 $200k
ARMOUR RESIDENTIAL REIT INC (042315507) 10,223 $191k
ALPS ALERIAN MLP ETF (00162Q866) 19,017 $187k
ABERDEEN TOTAL DYNAMIC DIVD (00326L100) 19,486 $163k
AURORA CANNABIS (05156X108) 18,680 $146k
BARINGS BDC INC (06759L103) 10,105 $99k
Banco Santander Sa (05964H105) 16,897 $77k
ALLIANZGI CONVERTIBLE & INCOME CEF (018828103) 12,948 $73k
Anworth Mortgage Asset Corp (037347101) 11,780 $45k
AK STEEL HOLDING CORP (001547108) 16,400 $39k
B2Gold Corp (11777Q209) 12,234 $37k

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