Sierra Crest Investment Management LLC

Sierra Crest Investment Management LLC, a Delaware Limited Liability Company with 15 employees, 12 of whom are in advisory roles, has last reported 120-Day Approval with the SEC in January 2019. Although the number of clients served by the firm is unknown, it continues to operate as a legitimate financial institution.

• BC PARTNERS INC

  PARENT OWNER owns 75% or more

• EDWARD JOSEPH GOLDTHORPE

  EXECUTIVE OFFICER owns less than 5%

• HENRY HAN-WEI WANG

  EXECUTIVE OFFICER owns less than 5%

• LIBREMAX SC, LLC

  PARENT owns more than 10% but less than 25%

• MATTHIAS L EDERER

  EXECUTIVE OFFICER owns less than 5%

• VEENA MALPANI

  CHIEF COMPLIANCE OFFICER owns less than 5%

• BC PARTNERS ADVISORS HOLDINGS LIMITED

  PARENT OWNER owns 75% or more

• BC PARTNERS HOLDINGS LIMITED

  PARENT OWNER owns 75% or more

• Advent Capital Management LLC
• SAGE ROCK CAPITAL MANAGEMENT LP
• Lionstone Capital Management LLC
• Lakewood Capital Management LP
• Horizon Asset Management LLC
• Instinet LLC
• E Capital Management LP
• Sandglass Capital Management Limited
• Garnet Equity Capital Holdings Inc
• Richmond Hill Investments LLC