Avoid Fraud, Get The Facts, And Find The Best
Legal Name: SMH CAPITAL ADVISORS LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Aug 5, 2019
Security |
Shares Held / Principal Amount |
Market Value |
Option |
PDL BIOPHARMA INC (69329YAG9)
|
10,092,000 |
$10,594k |
|
Colony NorthStar, Inc. (19624RAA4)
|
6,271,000 |
$6,020k |
|
PROSPECT CAPITAL CORPORATION (74348TAR3)
|
5,641,000 |
$5,672k |
|
HERCULES CAPITAL INC (427096AF9)
|
4,671,000 |
$4,673k |
|
EZCORP INC (302301AE6)
|
2,956,000 |
$2,667k |
|
OAKTREE SPECIALTY LENDING CORP (67401P108)
|
238,704 |
$1,294k |
|
ISHARES TR CORE US AGGBD ET (464287226)
|
10,668 |
$1,188k |
|
PROSPECT CAPITAL CORPORATION (74348T102)
|
153,287 |
$1,001k |
|
ISHARES TR (46435G342)
|
17,120 |
$722k |
|
INTL BUSINESS MCHN (459200101)
|
4,760 |
$656k |
|
SPDR S&P 500 ETF TR TR UNIT (78462F103)
|
1,891 |
$554k |
|
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF (922042858)
|
12,591 |
$535k |
|
ISHARES (464287465)
|
7,737 |
$509k |
|
BLACKSTONE GROUP (09253U108)
|
9,768 |
$434k |
|
COMPASS DVRSFD HLDS (20451Q104)
|
19,449 |
$372k |
|
SOLAR CAPITAL LTD (83413U100)
|
16,505 |
$339k |
|
B. Riley Wealth Management, Inc. (037612306)
|
9,803 |
$336k |
|
Apple Inc (037833100)
|
1,671 |
$331k |
|
BLACKROCK CR. ALLOC (092508100)
|
21,965 |
$285k |
|
BLACKROCK CORPOR HI YLD FD I (09255P107)
|
26,274 |
$282k |
|
Chevron Corp (166764100)
|
2,244 |
$279k |
|
ALLIANCEBERNSTEIN GBL HGH IN (01879R106)
|
23,058 |
$272k |
|
PDL BIOPHARMA INC (69329Y104)
|
85,368 |
$268k |
|
Exxon Mobil Corp (30231G102)
|
3,236 |
$248k |
|
OAKTREE CAP GROUP (674001201)
|
4,355 |
$216k |
|
VERIZON COMMUNICATIONS (92343V104)
|
3,747 |
$214k |
|
PITNEY BOWES INC (724479100)
|
22,307 |
$188k |
|
ARES CAP CORP (04010L103)
|
10,326 |
$185k |
|
CALAMOS STRATEGIC TO (128125101)
|
14,367 |
$183k |
|
ADAMS DIVERSIFIED EQUITY FD (006212104)
|
11,781 |
$182k |
|
TEMPLETON EMERG MKTS INCOME (880192109)
|
15,516 |
$159k |
|
FLUIDIGM CORP DEL (34385PAA6)
|
139,000 |
$133k |
|
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