Smith Affiliated Capital Corp

Smith Affiliated Capital Corp is a New York corporation that has been approved by the U.S. Securities and Exchange Commission since April 1, 1982. With a team of 13 employees, including 10 advisors, the number of clients served by the firm remains unknown.

• ERWIN DEFENSOR TONOGBANUA

  VICE PRESIDENT \ PORTFOLIO MANAGER owns less than 5%

• JERRY ALLAN MILLER

  VICE PRESIDENT TAXABLE INVESTMENTS owns less than 5%

• JIANG PENG

  CO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER owns more than 10% but less than 25%

• JOSEPH CONOR LYONS

  PORTFOLIO MANAGER owns less than 5%

• MARIA SMITH

  CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER owns more than 50% but less than 75%

• MATTHEW J. SMITH

  CO-PRESIDENT \ SHAREHOLDER owns more than 10% but less than 25%

• PAUL MATUS

  VICE PRESIDENT - PORTFOLIO MANAGER owns less than 5%

• ROBERT G SMITH

  CHAIRMAN EMERITUS\ CHIEF ECONOMIST owns less than 5%

• SMITH AFFILIATED VENTURES, LLC

  OWNER owns 75% or more

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