Sonora Investment Management LLC

Sonora Investment Management LLC is an Arizona-based limited liability company with a total of 12 employees, 7 of whom serve in advisory roles. Although the number of clients they serve is unknown, their status with the SEC is reported as Approved since February 2, 1988.

• DOUGLAS R. ROGERS

  MEMBER owns more than 10% but less than 25%

• LUDWELL GRAHAM GAINES

  MEMBER owns more than 10% but less than 25%

• MICHAEL H ARKO

  MEMBER owns more than 10% but less than 25%

• SARA SUZANN ALEXANDER

  CHIEF COMPLIANCE OFFICER owns less than 5%

• TIMOTHY DUANE WILCOX

  MEMBER owns more than 10% but less than 25%

• TOLAND,, HUGH, BRADLEY

  MEMBER owns more than 10% but less than 25%

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• Apple, Microsoft, and Alphabet Dominate Sonora Investment Q3 2021 Portfolio

• ABB LTD $722k
• ALLIANZGI CONVERTIBLE & INCOME CEF $508k
• ABBOTT LABS $340k
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