Southocean Capital Partners LLC

Southocean Capital Partners LLC, which operates as SOUTHOCEAN CAPITAL PARTNERS, LLC, is a Delaware-based Limited Liability Company with six employees, including two advisory positions. The number of its clients is unknown, and its last reported status by the U.S. Securities and Exchange Commission was approved, with a registration date of September 17, 2014.

• DAVID ROTH

  DIRECTOR AND SECRETARY owns less than 5%

• DAVID WILLIAM HORVITZ

  CHIEF EXECUTIVE OFFICER, CHAIRMAN, AND TREASURER owns less than 5%

• HRC INVESTMENTS, LLC

  MANAGING MEMBER owns more than 50% but less than 75%

• MATTHEW STEPHEN HARDIN

  CHIEF COMPLIANCE OFFICER owns less than 5%

• TIMOTHY EDWARD BANNON

  PRESIDENT, DIRECTOR, AND MEMBER owns more than 25% but less than 50%

• DAVID W. HORVITZ 1999 TRUST; U/T/D 3/25/91

  MEMBER owns more than 50% but less than 75%

• DAVID WILLIAM HORVITZ

  TRUSTEE

• EMILY CHARLOTTE ROTH

  MEMBER owns more than 25% but less than 50%

• GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12

  MEMBER owns more than 25% but less than 50%

• GREGORY STEVEN HORVITZ

  TRUSTEE

• HRC CAPITAL, LLC

  NON-VOTING MEMBER owns 75% or more

• LINDA HORVITZ ROTH

  TRUSTEE

• ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08

  MEMBER owns more than 50% but less than 75%

• SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13

  MEMBER owns more than 25% but less than 50%

• SARA MICHELLE CORR

  TRUSTEE

• SO MANAGER LLC

  MANAGING MEMBER

• STEPHEN ANDREW ROTH

  MEMBER owns more than 25% but less than 50%

• THE NORTHERN TRUST COMPANY
  United States

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