Avoid Fraud, Get The Facts, And Find The Best
Legal Name: SPECTRUM MANAGEMENT GROUP, LLC.
Period of report:
Jun 30, 2019
Effectiveness Date:
Aug 2, 2019
Security |
Shares Held / Principal Amount |
Market Value |
Option |
SPDR S&P 500 ETF TR TR UNIT (78462F103)
|
263,512 |
$77,209k |
|
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP (78467Y107)
|
190,242 |
$67,458k |
|
SELECT SECTOR SPDR (81369Y803)
|
235,232 |
$18,358k |
|
SELECT SECTOR SPDR (81369Y407)
|
120,414 |
$14,353k |
|
SELECT SECTOR SPDR TR SBI INT-UTILS (81369Y886)
|
236,451 |
$14,100k |
|
FIDELITY (316092600)
|
296,588 |
$13,349k |
|
MICROSOFT CORP (594918104)
|
50,616 |
$6,781k |
|
Apple Inc (037833100)
|
31,864 |
$6,306k |
|
CISCO SYSTEMS INC (17275R102)
|
96,650 |
$5,290k |
|
Boeing Co/The (097023105)
|
14,473 |
$5,268k |
|
JPMORGAN CHASE & CO (46625H100)
|
46,794 |
$5,232k |
|
HOME DEPOT INC (437076102)
|
21,945 |
$4,564k |
|
SCHWAB STRATEGIC TR US DIVIDEND EQ (808524797)
|
85,985 |
$4,563k |
|
ACCENTURE PLC IRELAND (G1151C101)
|
24,669 |
$4,558k |
|
NEXTERA ENERGY INC (65339F101)
|
22,179 |
$4,544k |
|
STARBUCKS CORP (855244109)
|
52,156 |
$4,372k |
|
TEXAS INSTRUMENTS (882508104)
|
37,212 |
$4,270k |
|
Amazon.com Inc (023135106)
|
2,091 |
$3,960k |
|
MASTERCARD INC (57636Q104)
|
13,935 |
$3,686k |
|
ADP (053015103)
|
21,730 |
$3,593k |
|
SIMON PPTY INC (828806109)
|
21,564 |
$3,445k |
|
TARGET CORPORATION (87612E106)
|
37,975 |
$3,289k |
|
VERIZON COMMUNICATIONS (92343V104)
|
55,409 |
$3,166k |
|
INTERPUBLIC GROUP (460690100)
|
129,970 |
$2,936k |
|
ADOBE INC (00724F101)
|
9,874 |
$2,909k |
|
Invesco FTSE RAFI US 1000 Port (46137V613)
|
23,849 |
$2,782k |
|
DARDEN RESTAURANT (237194105)
|
22,757 |
$2,770k |
|
DIGITAL RLTY TR INC (253868103)
|
23,435 |
$2,760k |
|
WASTE MGMT INC DEL (94106L109)
|
22,730 |
$2,622k |
|
Berkshire Hathaway, Inc. (084670702)
|
11,777 |
$2,511k |
|
Valero Energy Corp (91913Y100)
|
28,970 |
$2,480k |
|
BROADCOM INC (11135F101)
|
8,444 |
$2,431k |
|
WEC ENERGY GROUP INC COM (92939U106)
|
26,225 |
$2,186k |
|
MSCI INC (55354G100)
|
8,610 |
$2,056k |
|
ALPHABET INC (02079K305)
|
1,859 |
$2,013k |
|
CROWN CASTLE INTL (22822V101)
|
14,989 |
$1,954k |
|
SYSCO CORP (871829107)
|
25,380 |
$1,795k |
|
REALTY INCOME CORP (756109104)
|
26,030 |
$1,795k |
|
BEST BUY INC (086516101)
|
23,915 |
$1,668k |
|
CRACKER BARREL OLD (22410J106)
|
8,210 |
$1,402k |
|
STORE CAP CORP (862121100)
|
40,985 |
$1,360k |
|
DISNEY WALT CO (254687106)
|
9,632 |
$1,345k |
|
PIMCO ETF TR (72201R817)
|
12,410 |
$1,333k |
|
VANGUARD INDEX FDS GROWTH ETF (922908736)
|
7,429 |
$1,214k |
|
ALLIANT ENERGY CORP (018802108)
|
22,655 |
$1,112k |
|
PROCTER & GAMBLE CO (742718109)
|
9,460 |
$1,037k |
|
HP INC (40434L105)
|
48,880 |
$1,016k |
|
ISHARES TR CORE MSCI EAFE (46432F842)
|
16,080 |
$987k |
|
Deckers Outdoor Corp (243537107)
|
5,075 |
$893k |
|
VANGUARD GROUP (921908844)
|
7,690 |
$886k |
|
SCHWAB STRATEGIC TR US SML CAP ETF (808524607)
|
12,202 |
$872k |
|
SPDR SERIES TRUST (78464A664)
|
21,895 |
$836k |
|
WELLS FARGO CO NEW (949746101)
|
17,386 |
$823k |
|
ALPS ALERIAN MLP ETF (00162Q866)
|
81,170 |
$800k |
|
DOLLAR GEN CORP (256677105)
|
5,900 |
$797k |
|
JP MORGAN EXCHANGE TRADED FD (46641Q837)
|
14,212 |
$716k |
|
AMGEN INC (031162100)
|
3,771 |
$695k |
|
TJX COMPANIES INC (872540109)
|
12,930 |
$684k |
|
MCDONALDS CORP (580135101)
|
2,953 |
$613k |
|
MAXIMUS INC (577933104)
|
8,102 |
$588k |
|
B. Riley Wealth Management, Inc. (099502106)
|
8,860 |
$587k |
|
UNION PAC CORP (907818108)
|
3,409 |
$576k |
|
ALLISON TRANSMISSION HOLDING (01973R101)
|
12,195 |
$565k |
|
SPDR S&P DIVIDEND (78464A763)
|
5,568 |
$562k |
|
Intuit Inc (461202103)
|
2,120 |
$554k |
|
MERCK & CO INC (58933Y105)
|
6,452 |
$541k |
|
JOHNSON & JOHNSON (478160104)
|
3,380 |
$471k |
|
ANTHEM INC (036752103)
|
1,521 |
$429k |
|
BLACKROCK SCIENCE & TECH TR (09258G104)
|
13,266 |
$429k |
|
Thermo Fisher Scientific Inc (883556102)
|
1,439 |
$423k |
|
NIKE INC (654106103)
|
4,855 |
$408k |
|
US BANCORP DEL (902973304)
|
7,637 |
$400k |
|
INTL BUSINESS MCHN (459200101)
|
2,900 |
$400k |
|
BECTON DICKINSON (075887109)
|
1,575 |
$397k |
|
INSPERITY INC COM (45778Q107)
|
3,145 |
$384k |
|
AUTOZONE INC (053332102)
|
348 |
$383k |
|
INVESCO QQQ TR UNIT SER 1 (46090E103)
|
2,023 |
$378k |
|
MATCH GROUP INC (57665R106)
|
5,305 |
$357k |
|
ISHARES TR S&P MC 400GR ETF (464287606)
|
1,555 |
$352k |
|
LULULEMON ATHLETICA (550021109)
|
1,767 |
$318k |
|
ISHARES TR CORE S&P SCP ETF (464287804)
|
3,988 |
$312k |
|
PAYCOM SOFTWARE (70432V102)
|
1,305 |
$296k |
|
UNITEDHEALTH GRP INC (91324P102)
|
1,160 |
$283k |
|
Williams Cos Inc/The (969457100)
|
10,000 |
$280k |
|
Kemper Corporation (488401100)
|
3,183 |
$275k |
|
CALAMOS STRATEGIC TO (128125101)
|
21,000 |
$268k |
|
LAM RESEARCH CORP (512807108)
|
1,380 |
$259k |
|
VANGUARD INDEX FDS TOTAL STK MKT (922908769)
|
1,660 |
$249k |
|
Xilinx Inc (983919101)
|
2,115 |
$249k |
|
SCHWAB STRATEGIC T (808524862)
|
4,695 |
$238k |
|
Lockheed Martin Corp (539830109)
|
656 |
$238k |
|
ISHARES (464287705)
|
1,487 |
$237k |
|
ISHARES (464287465)
|
3,600 |
$237k |
|
LIBERTY ALL STAR EQUITY FUND (530158104)
|
35,400 |
$227k |
|
AMERICAN TOWER CORP NEW (03027X100)
|
1,068 |
$218k |
|
COMCAST CORP (20030N101)
|
4,663 |
$197k |
|
MONDELEZ INTL INC (609207105)
|
3,563 |
$192k |
|
BP PLC (055622104)
|
4,597 |
$192k |
|
ABBVIE INC (00287Y109)
|
2,577 |
$187k |
|
PEPSICO INC (713448108)
|
1,417 |
$186k |
|
GENERAL MILLS INC (370334104)
|
3,380 |
$178k |
|
SHERWIN WILLIAMS CO (824348106)
|
378 |
$173k |
|
INTEL CORP (458140100)
|
3,569 |
$171k |
|
PFIZER INC (717081103)
|
3,927 |
$170k |
|
ALTRIA GROUP INC (02209S103)
|
3,563 |
$169k |
|
EATON CORPORATION (G29183103)
|
2,000 |
$167k |
|
GOLDMAN SACHS MLP INC OPP FD (38147W103)
|
21,460 |
$167k |
|
PACWEST BANCORP DEL (695263103)
|
4,115 |
$160k |
|
Chevron Corp (166764100)
|
1,246 |
$155k |
|
American Express Co. (025816109)
|
1,176 |
$145k |
|
INTUITIVE SURGIC INC (46120E602)
|
275 |
$144k |
|
BLACKROCK TCP CAP CORP (09259E108)
|
10,000 |
$143k |
|
FIRSTENERGY CORP (337932107)
|
3,345 |
$143k |
|
LILLY ELI & CO (532457108)
|
1,252 |
$139k |
|
MAGELLAN MIDSTREAM (559080106)
|
2,162 |
$138k |
|
INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL (46138E362)
|
3,180 |
$134k |
|
BLACKROCK ENERGY & RES TR (09250U101)
|
10,820 |
$129k |
|
PPL CORP (69351T106)
|
4,100 |
$127k |
|
JERNIGAN CAP INC (476405105)
|
6,000 |
$123k |
|
ENBRIDGE INC (29250N105)
|
3,340 |
$121k |
|
COCA-COLA CO (191216100)
|
2,350 |
$120k |
|
WPX ENERGY INC (98212B103)
|
10,000 |
$115k |
|
KIMBERLY CLARK CORP (494368103)
|
845 |
$113k |
|
Marathon Petroleum Corp (56585A102)
|
2,000 |
$112k |
|
ISHARES GOLD TRUST ISHARES (464285105)
|
8,068 |
$109k |
|
Invesco Van kampen Municipal Opportunity trust (46132C107)
|
8,431 |
$104k |
|
Vertex Pharmaceuticals Inc (92532F100)
|
560 |
$103k |
|
HONEYWELL INTL INC (438516106)
|
589 |
$103k |
|
HARRIS CORP DEL (413875105)
|
530 |
$100k |
|
SPDR SERIES TRUST (78464A201)
|
1,557 |
$95k |
|
PHILIP MORRIS INTL (718172109)
|
1,170 |
$92k |
|
BioTelemetry (BEAT) (090672106)
|
1,790 |
$86k |
|
VANGUARD INDEX FDS REAL ESTATE ETF (922908553)
|
975 |
$85k |
|
ISHARES TR (46429B697)
|
1,323 |
$82k |
|
VISA INC COM CL A (92826C839)
|
460 |
$80k |
|
SERVICENOW INC (81762P102)
|
289 |
$79k |
|
ECOLAB INC (278865100)
|
400 |
$79k |
|
ISHARES (464287887)
|
420 |
$77k |
|
Curtiss Wright Corp (231561101)
|
608 |
$77k |
|
STRYKER CORP (863667101)
|
350 |
$72k |
|
Ball Corp. (058498106)
|
1,030 |
$72k |
|
PowerShares Dynamic Large Cap Growth ETF (46137V746)
|
1,469 |
$71k |
|
Teledyne Technologies Inc (879360105)
|
240 |
$66k |
|
NOVARTIS AG (66987V109)
|
695 |
$63k |
|
ISHARES (464287879)
|
421 |
$63k |
|
Alphabet Inc (02079K107)
|
55 |
$59k |
|
Exxon Mobil Corp (30231G102)
|
766 |
$59k |
|
WALMART INC COM (931142103)
|
500 |
$55k |
|
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF (921943858)
|
1,275 |
$53k |
|
QUEST DIAGNOSTICS (74834L100)
|
500 |
$51k |
|
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD (92206C409)
|
620 |
$50k |
|
WASHINGTON PRIME GROUP NEW (93964W108)
|
12,983 |
$50k |
|
Facebook Inc (30303M102)
|
240 |
$46k |
|
HENRY JACK & ASSOC (426281101)
|
325 |
$44k |
|
THE HERSHEY COMPANY (427866108)
|
322 |
$43k |
|
ARGO GRUP INTL HLDGS (G0464B107)
|
577 |
$43k |
|
TRAVELERS CO(THE) (89417E109)
|
282 |
$42k |
|
Guidewire Software Inc (40171V100)
|
404 |
$41k |
|
ANTERO MIDSTREAM CORP (03676B102)
|
3,598 |
$41k |
|
DANAHER CORP (235851102)
|
280 |
$40k |
|
CHUBB LIMITED (H1467J104)
|
270 |
$40k |
|
MICROCHIP TECHNOLOGY (595017104)
|
452 |
$39k |
|
BlackRock, Inc. (09247X101)
|
84 |
$39k |
|
ALIBABA GROUP HLDG LTD (01609W102)
|
225 |
$38k |
|
salesforce.com Inc (79466L302)
|
231 |
$35k |
|
EQUINIX INC (29444U700)
|
65 |
$33k |
|
SEATTLE GENETICS INC (812578102)
|
460 |
$32k |
|
LIVERAMP HLDGS INC (53815P108)
|
655 |
$32k |
|
SCHWAB STRATEGIC TR (808524854)
|
559 |
$31k |
|
SELECT SECTOR SPDR TR SBI HEALTHCARE (81369Y209)
|
336 |
$31k |
|
Charles Schwab Corp/The (808513105)
|
741 |
$30k |
|
SBA COMMUNICATIONS CORP NEW (78410G104)
|
135 |
$30k |
|
ISHARES GLO (464287341)
|
934 |
$30k |
|
GRACO INC (384109104)
|
600 |
$30k |
|
TERADATA CORP (88076W103)
|
800 |
$29k |
|
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF (922042858)
|
645 |
$27k |
|
Brown & Brown, Inc. (115236101)
|
800 |
$27k |
|
AT&T INC (00206R102)
|
769 |
$26k |
|
PACIRA BIOSCIENCES (695127100)
|
600 |
$26k |
|
Tesla Inc (88160R101)
|
113 |
$25k |
|
PAYCHEX INC (704326107)
|
300 |
$25k |
|
NCR CORP (62886E108)
|
800 |
$25k |
|
SPDR SERIES TRUST (78468r663)
|
235 |
$22k |
|
ALLEGHENY TECH INC (01741R102)
|
842 |
$21k |
|
UNITED TECHNOLOGIES (913017109)
|
150 |
$20k |
|
PRUDENTIAL FINL (744320102)
|
172 |
$17k |
|
CORNING INCORPORATED (219350105)
|
500 |
$17k |
|
CUMMINS INC (231021106)
|
100 |
$17k |
|
ABBOTT LABS (002824100)
|
203 |
$17k |
|
GABELLI CONV & INCOME SECS FD INC (36240B109)
|
3,245 |
$17k |
|
PRICE T ROWE GROUP INC (74144t108)
|
150 |
$16k |
|
MARSH & MCLENNAN COS (571748102)
|
160 |
$16k |
|
ISHARES TR RUS MD CP GR ETF (464287481)
|
100 |
$14k |
|
AMPHENOL CORPORATION (032095101)
|
150 |
$14k |
|
GENERAL ELECTRIC CO (369604103)
|
1,155 |
$12k |
|
DUKE ENERGY CORP (26441C204)
|
121 |
$11k |
|
BB&T CORPORATION (054937107)
|
200 |
$10k |
|
ALCON INC (H01301128)
|
139 |
$9k |
|
VANGUARD WORLD FDS INF TECH ET (92204A702)
|
37 |
$8k |
|
Summit Midstream Partners Lp (866142102)
|
1,018 |
$8k |
|
ETF MANAGERS TRUST (26924G508)
|
255 |
$8k |
|
ASTRAZENECA (046353108)
|
200 |
$8k |
|
VANGUARD BD INDEX FD INC TOTAL BND MRKT (921937835)
|
80 |
$7k |
|
Wix Com LTD (M98068105)
|
50 |
$7k |
|
SCHWAB STRATEGIC TR US MID-CAP ETF (808524508)
|
105 |
$6k |
|
LITHIUM AMERS CORP NEW (53680Q207)
|
1,360 |
$6k |
|
ENTERPRISE PRODS (293792107)
|
200 |
$6k |
|
VANGUARD WORLD FDS HEALTH CAR (92204A504)
|
29 |
$5k |
|
VANGUARD WORLD FDS FINANCIALS (92204A405)
|
71 |
$5k |
|
Bank of America Corp. (060505104)
|
180 |
$5k |
|
VANGUARD WORLD FDS CONSUM DIS (92204A108)
|
20 |
$4k |
|
KRAFT HEINZ CO (500754106)
|
131 |
$4k |
|
EASTERLY GOVERNMENT PROPERTI (27616P103)
|
240 |
$4k |
|
Royal Dutch Shell PLC (780259206)
|
65 |
$4k |
|
VANGUARD WORLD FDS (92204A884)
|
40 |
$3k |
|
VANGUARD WORLD FDS (92204A603)
|
23 |
$3k |
|
SOLAR CAPITAL LTD (83413U100)
|
150 |
$3k |
|
ICON PLC (G4705A100)
|
20 |
$3k |
|
ENERGY TRANSFER LP (29273V100)
|
225 |
$3k |
|
DuPont de Nemours Inc (26614N102)
|
42 |
$3k |
|
ULTA BEAUTY INC (90384S303)
|
5 |
$2k |
|
MOTOROLA SOLUTIONS (620076307)
|
14 |
$2k |
|
FIFTH THIRD BANCORP (316773100)
|
62 |
$2k |
|
Dow Inc (260557103)
|
42 |
$2k |
|
Vanguard Materials ETF (92204A801)
|
4 |
$1k |
|
PIPER JAFFRAY COS (724078100)
|
9 |
$1k |
|
CORTEVA INC (22052L104)
|
42 |
$1k |
|
B. Riley Wealth Management, Inc. (037612306)
|
42 |
$1k |
|
SELECT SECTOR SPDR (81369Y704)
|
10 |
$1k |
|
WABTEC (929740108)
|
6 |
$0k |
|
RESIDEO TECHNOLOGIES (76118Y104)
|
12 |
$0k |
|
PNC FINL SVCS GRP (693475105)
|
1 |
$0k |
|
GARRETT MOTION INC (366505105)
|
7 |
$0k |
|
SELECT SECTOR SPDR TR SBI INT-FINL (81369Y605)
|
16 |
$0k |
|
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