Symphony Technology Group LLC

Symphony Technology Group, LLC is a Delaware-based firm with 28 employees, including 18 advisors. Although the number of clients served is unknown, the firm holds an approved SEC status with a registration date of March 28, 2012.

• CHISHOLM LIVING TRUST U/A/D AUGUST 17, 2000

  MEMBER owns more than 5% but less than 10%

• DOUGLAS MARSHALL HAINES

  MANAGING DIRECTOR owns less than 5%

• JOHNIE TRISTAN TREADWELL

  MANAGING DIRECTOR owns less than 5%

• MARC BALA

  MANAGING DIRECTOR owns less than 5%

• ROMESH AND KATHLEEN WADHWANI TRUST U/A/D JULY 11, 1997

  MEMBER owns 75% or more

• ROMESH TEKCHAND WADHWANI

  CEO, CHAIRMAN AND ELECTED MANAGER owns less than 5%

• ROMESH TEKCHAND WADHWANI

  TRUSTEE OF ROMESH AND KATHLEEN WADHWANI TRUST U/A/D JULY 11, 1997 owns less than 5%

• STEPHEN E. HENKENMEIER

  CFO, CCO owns less than 5%

• WILLIAM FRANCIS CHISHOLM

  MANAGING DIRECTOR AND ELECTED MANAGER owns less than 5%

• WILLIAM FRANCIS CHISHOLM

  TRUSTEE OF CHISHOLM LIVING TRUST U/A/D AUGUST 17, 2000 owns less than 5%

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