TCW Special Situations LLC

TCW Special Situations LLC, also known as TCW SPECIAL SITUATIONS, LLC, is a Delaware based Limited Liability Company with 32 employees, 15 of whom are in advisory roles. The firm is registered with the U.S. Securities and Exchange Commission (SEC) and is currently approved. Though the number of clients served by the firm is unknown, its registration date with the SEC is listed as January 4, 2013.

• DAVID BRIAN LIPPMAN

  PRESIDENT AND CHIEF EXECUTIVE OFFICER owns less than 5%

• DAVID STEPHEN DEVITO

  EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER owns less than 5%

• JEFFREY ALAN ENGELSMAN

  GLOBAL CHIEF COMPLIANCE OFFICER owns less than 5%

• MEREDITH JACKSON

  EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY owns less than 5%

• RICHARD MANUEL VILLA

  CHIEF FINANCIAL OFFICER owns less than 5%

• THE TCW GROUP, INC.

  SOLE MEMBER owns 75% or more

• CLIPPER ACQUISITIONS CORP.

  SHAREHOLDER owns 75% or more

• CLIPPER GP, L.L.C.

  GENERAL PARTNER

• CLIPPER HOLDING, L.P.

  SHAREHOLDER owns 75% or more

• CLIPPER INTERMEDIATE CORP.

  SHAREHOLDER owns 75% or more

• TCW OWNERS LLC

  SHAREHOLDER owns more than 25% but less than 50%

• STATE STREET BANK AND TRUST COMPANY
  United States

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