TD Ameritrade Investment Management LLC

TD Ameritrade Investment Management LLC, also known as TD AMERITRADE INVESTMENT MANAGEMENT, LLC, is an investment management firm operating in Delaware, with 23 employees, all serving in advisory roles. The number of clients it serves is undisclosed. Its SEC status has been approved, and it has been registered since July 21, 1998.

• FINANCIAL PASSPORT, INC.

  MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC owns 75% or more

• GERALD PAUL KRAGER

  CHIEF COMPLIANCE OFFICER owns less than 5%

• GILBERT RUSSELL OTT

  SECRETARY owns less than 5%

• JOHN BELL

  PRESIDENT owns less than 5%

• PETER JAMES DESILVA

  BOARD OF MANAGERS MEMBER owns less than 5%

• STEPHEN JOHN BOYLE

  BOARD OF MANAGERS MEMBER owns less than 5%

• WILLIAM THOMAS YATES

  TREASURER owns less than 5%

• KEITH DENERSTEIN

  VICE PRESIDENT owns less than 5%

• TDAMERITRADE HOLDING CORPORATION

  SHAREHOLDER owns 75% or more

• TDAMERITRADE ONLINE HOLDINGS CORP.

  SHAREHOLDER owns 75% or more

• Carson Group Investing LLC
• Silverleaf Advisor Group LLC
• First National Advisers LLC
• Weitz Investment Management Inc
• RED Cedar Capital LLC
• Homan Wealth Advisors LLC
• Karstens Investment Counsel Inc
• Bridges Investment Management Inc
• Walnut Private Equity Partners LLC
• Bazis & Young Investment Group LLC

• The Rise and Fall of TD Ameritrade Investment Management's Holdings: Q3 2022 vs. Q4 2022