TD Private Client Wealth LLC

TD Private Client Wealth LLC, known legally as TD PRIVATE CLIENT WEALTH LLC, is a Delaware-based Limited Liability Company. With 262 employees, over 60% of whom are advisory professionals, the firm operates with a solid workforce. While the number of clients served by the company is unknown, it has received an SEC-approved status and was registered on April 11, 2013.

• JOHN III SCHAUTZ

  COO owns less than 5%

• KENNETH GERARD THOMPSON

  PRESIDENT AND CEO owns less than 5%

• MARKELLA MIHALIOS

  CCO owns less than 5%

• RICHARD SETH ROSENTHAL

  CFO & FINOP owns less than 5%

• TD BANK, NATIONAL ASSOCIATION

  OWNER owns 75% or more

• JEFFREY RODRIGUES SUNDRAM

  CCO owns less than 5%

• TD BANK US HOLDING COMPANY

  OWNER owns 75% or more

• TD GROUP US HOLDINGS LLC

  OWNER owns 75% or more

• THE TORONTO-DOMINION BANK

  OWNER owns 75% or more

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