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Reported Holdings Of The
Telemetry Investments LLC

Legal Name: TELEMETRY INVESTMENTS, L.L.C.

Period of report: Jun 30, 2019
Effectiveness Date: Aug 14, 2019

Security Shares Held / Principal Amount Market Value Option
SPDR SERIES TRUST (78464A870) 200,000 $17,542k Put
ISHARES TR IBOXX HI YD ETF (464288513) 180,000 $15,692k Put
SPDR S&P 500 ETF TR TR UNIT (78462F103) 35,000 $10,255k Put
ISHARES (464287242) 75,000 $9,328k Put
SELECT SECTOR SPDR TR SBI HEALTHCARE (81369Y209) 100,000 $9,264k Put
MCKESSON CORP (58155Q103) 40,000 $5,376k Put
KADMON HOLDINGS INC (48283N106) 2,013,248 $4,147k
Eiger Biopharmaceuticals Inc (28249U105) 376,035 $3,986k
PFIZER INC (717081103) 80,000 $3,466k Put
RED HAT INC (756577102) 12,500 $2,347k
XTANT MED HLDGS INC (98420P308) 782,354 $2,347k
WELLCARE HEALTH PLANS INC (94946T106) 7,500 $2,138k
VERSUM MATLS INC COM (92532W103) 41,000 $2,115k
ZOSANO PHARMA CORP (98979H202) 634,025 $2,073k
BAUSCH HEALTH COMPAN (071734107) 80,000 $2,018k Put
Affimed NV (N01045108) 684,039 $1,963k
WABCO HOLDINGS (92927K102) 12,600 $1,671k
OAKTREE CAP GROUP (674001201) 31,500 $1,561k
APHRIA INC (03765K104) 200,000 $1,402k Put
NOBLE ENERGY INC (655044105) 60,000 $1,344k Call
VERASTEM INC (92337CAA2) 2,325,000 $1,203k
SPDR GOLD TR GOLD (78463V107) 8,800 $1,172k
TRIBUNE (896047503) 24,957 $1,154k
WPX ENERGY INC (98212B103) 100,000 $1,151k Call
BUCKEYE PARTNERS L P (118230101) 27,000 $1,108k
PRTK 4 3/4 5/1/24 (699374AB0) 1,500,000 $1,009k
MULTI-COLOR CORP (625383104) 19,283 $964k
Global Brass & Copper (37953g103) 21,433 $937k
UBER TECHNOLOGIES INC COM (90353T100) 20,000 $928k Put
EL PASO ELEC CO (283677854) 13,000 $850k
DERMIRA INC (24983L104) 79,500 $760k
Globalstar Inc. (GSAT) (378973408) 1,532,978 $736k
FINISAR CORP (31787A507) 28,000 $640k
MELLANOX TECHNOLOGIES LTD (M51363113) 5,645 $625k
RIGEL PHARMACEUTICL (766559603) 234,000 $611k
SPRINT CORPORATION (85207U105) 92,500 $608k
Novavax, Inc. (670002401) 100,000 $586k Call
CELGENE CORP (151020104) 6,200 $573k
LIBERTY EXPEDIA HLDS (53046P109) 10,900 $521k
Novavax (670002AB0) 1,325,000 $521k
STEMLINE THERAPEUTICS INC (85858C107) 34,000 $521k
ZAYO GROUP HLDGS INC (98919V105) 15,500 $510k
MATINAS BIOPHARMA HLDG (576810105) 574,619 $492k
TRACON PHARMACEUTICALS INC (89237H100) 687,653 $468k
Newmont Goldcorp Corp (651639106) 11,576 $445k
VIEWRAY INC COM (92672L107) 50,000 $440k Put
ADMA BIOLOGICS INC (000899104) 111,005 $430k
SIERRA ONCOLOGY INC (82640U107) 754,231 $422k
ACLARIS THERAPEUTICS INC (00461U105) 189,530 $415k
GOLDMAN SACHS GROUP (38141G104) 2,000 $409k
Boeing Co/The (097023105) 1,100 $400k
L3 TECHNOLOGIES INC (502413107) 1,600 $392k
CORVUS PHARMACEUTICALS INC (221015100) 101,218 $379k
Advanced Disposal Services Inc (00790X101) 11,873 $379k
ANNALY CAP MGMT INC (035710409) 37,786 $345k
CIGNA CORP (125523100) 2,150 $339k
Array Biopharma Inc (04269X105) 6,500 $301k
CONTROL4 CORP COM (21240D107) 12,500 $297k
BELLEROPHON THERAPEUTICS INC (078771102) 489,550 $293k
WELLS FARGO CO NEW (949746101) 6,000 $284k
ENDOLOGIX INC (29266S304) 39,081 $283k
ANADARKO PETE (032511107) 4,000 $282k
Medidata Sol'ns (MDSO) (58471A105) 3,100 $281k
MICROSOFT CORP (594918104) 2,000 $268k
ROSEHILL RES INC (777385105) 70,347 $260k
Barrick Gold Corp (067901108) 16,000 $252k
ADP (053015103) 1,500 $248k
CorePoint Lodging Inc (21872L104) 19,893 $246k
AVISTA CORP (05379B107) 5,500 $245k
AMAG PHARMACEUTICALS INC (00163UAD8) 300,000 $240k
Verastem Inc (92337c104) 145,000 $219k
RAYTHEON (755111507) 1,200 $209k
UQM TECHNOLOGIES INC COM (903213106) 54,689 $90k
AMERICAN MIDSTREAM PARTNERS CO (02752P100) 15,444 $80k
PACIFIC BIOSCIENCES CALIF INCO (69404D108) 11,000 $67k
VACCINEX INC (918640103) 12,200 $67k
ARATANA THERAPEUTICS INC (03874P101) 10,000 $52k
SUNESIS PHARMACEUTICALS INC (867328700) 61,000 $44k
GENWORTH FINANCIAL (37247D106) 11,200 $42k
ROSEHILL RES INC WT EXP 042722 (777385113) 61,260 $29k

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