TSW II Capital Advisors LLC

TSW II Capital Advisors LLC, a Delaware-based Limited Liability Company, has six employees, all serving in advisory roles. The number of clients served by the firm is not officially reported. TSW II Capital Advisors LLC has been approved by the U.S. Securities and Exchange Commission and was registered on March 21, 2012.

• CHRISTOPHER JAMES FEHR

  CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER owns less than 5%

• KATHARINE CALDWELL NEVIN

  MANAGING DIRECTOR owns less than 5%

• LAFAYETTE HARDWICK CALDWELL

  MANAGING MEMBER/PRESIDENT/CEO owns 75% or more

• MINDY LEAH FREEMAN

  CHIEF FINANCIAL OFFICER owns less than 5%

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