UBS Financial Services Inc

UBS Financial Services Inc, officially known as UBS FINANCIAL SERVICES INC, is a Delaware-based corporation with 13,335 employees, including 10,409 advisors and more than 20,900 clients. Its SEC status is currently approved with a registration date of January 22, 1971.

• CATHERINE ANN NEWCOMB

  MANAGING DIRECTOR owns less than 5%

• HELENE NARCY

  PRINCIPAL FINANCIAL OFFICER owns less than 5%

• JASON RICHARD CHANDLER

  PRESIDENT owns less than 5%

• LISA M. FRANCOMANO

  CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS owns less than 5%

• MARK WILSON SANBORN

  MANAGING DIRECTOR owns less than 5%

• PAUL MARTIN HATCH

  DIRECTOR owns less than 5%

• SAMUEL LEONARD MOLINARO

  DIRECTOR owns less than 5%

• SHARYN J HANDELSMAN

  CHIEF COMPLIANCE OFFICER owns less than 5%

• THOMAS A. GIACALONE

  PRINCIPAL OPERATIONS OFFICER owns less than 5%

• THOMAS NARATIL

  CHAIRMAN UBS FINANCIAL SERVICES INC owns less than 5%

• UBS AMERICAS INC.

  OWNER owns 75% or more

• UBS AG

  SHAREHOLDER owns 75% or more

• UBS AMERICAS HOLDING LLC

  SHAREHOLDER owns 75% or more

• UBS GROUP AG

  SHAREHOLDER owns 75% or more

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