UBS Financial Services Inc

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UBS Financial Services Inc

1200 HARBOR BOULEVARD, WEEHAWKEN, NJ

201-352-3000

Other Info

UBS Financial Services Inc is legally known as UBS FINANCIAL SERVICES INC.. It is a DE Corporation. This firm has 13335 employees, of which 10409 are employees in advisory roles. It serves 20908 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jan 22, 1971.

UBS Wealth Management USA | UBS United States of America

At the end of the day, it’s not just about wealth. It’s about what your wealth can accomplish. Together, you and your UBS Financial Advisor can help prepare your financial life for today, tomorrow and generations to come.

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Direct Owners

CATHERINE ANN NEWCOMB
MANAGING DIRECTOR owns less than 5%
HELENE NARCY
PRINCIPAL FINANCIAL OFFICER owns less than 5%
JASON RICHARD CHANDLER
PRESIDENT owns less than 5%
LISA M. FRANCOMANO
CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS owns less than 5%
MARK WILSON SANBORN
MANAGING DIRECTOR owns less than 5%
PAUL MARTIN HATCH
DIRECTOR owns less than 5%
SAMUEL LEONARD MOLINARO
DIRECTOR owns less than 5%
SHARYN J HANDELSMAN
CHIEF COMPLIANCE OFFICER owns less than 5%
THOMAS A. GIACALONE
PRINCIPAL OPERATIONS OFFICER owns less than 5%
THOMAS NARATIL
CHAIRMAN UBS FINANCIAL SERVICES INC owns less than 5%
UBS AMERICAS INC.
OWNER owns 75% or more

Indirect Owners

UBS AG
SHAREHOLDER owns 75% or more
UBS AMERICAS HOLDING LLC
SHAREHOLDER owns 75% or more
UBS GROUP AG
SHAREHOLDER owns 75% or more

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