Umpqua Investments Inc

Umpqua Investments Inc, legally known as UMPQUA INVESTMENTS, INC., is an Oregon-based firm with 79 employees. Of these employees, 57 work in advisory roles, providing quality financial advice to its 4 clients. With an approved SEC status and a registration date of September 28, 2006, Umpqua Investments Inc is a reputable financial services provider that prioritizes its clients' financial objectives.

• HARRY LYNN STRIPLIN

  CHIEF COMPLIANCE OFFICER & ROSFP owns less than 5%

• HEATHER HONEY ANDERSON

  PRINCIPAL OPERATIONS OFFICER owns less than 5%

• JEANI THERESA WINTERBOURNE

  PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR owns less than 5%

• JOHN ERIC FIELD

  CEO, DIRECTOR owns less than 5%

• KENT ALLEN GRUBAUGH

  DIRECTOR owns less than 5%

• TORRAN BLAKE NIXON

  DIRECTOR owns less than 5%

• UMPQUA HOLDINGS CORPORATION

  OWNER owns 75% or more

• RYAN JOHN BROWN

  ROSFP owns less than 5%

• STEVEN BYUNGKWAN CHANG

  CHIEF COMPLIANCE OFFICER owns less than 5%

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