Victory Park Capital Advisors LLC

Victory Park Capital Advisors LLC, legally registered as VICTORY PARK CAPITAL ADVISORS, LLC, is a Delaware Limited Liability Company with 39 employees, of whom 25 work in advisory roles. While the number of clients served by the firm is unknown, its SEC status is currently listed as Approved with a registration date of March 30, 2012.

• BRENDAN FRANCIS CARROLL

  SENIOR PARTNER owns less than 5%

• JEFFREY EDWARD SCHNEIDER

  CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER owns less than 5%

• NORTHERN LIGHTS MIDCO, LLC

  MEMBER owns more than 10% but less than 25%

• RICHARD NEIL LEVY

  CEO, MANAGING PARTNER owns less than 5%

• SCOTT RUSSELL ZEMNICK

  GENERAL COUNSEL owns less than 5%

• TERRENCE JOSHUA WALTERS

  CHIEF COMPLIANCE OFFICER owns less than 5%

• VICTORY PARK CAPITAL ADVISORS MANAGEMENT GP, LLC

  MANAGING MEMBER owns less than 5%

• VICTORY PARK CAPITAL ADVISORS MANAGEMENT, L.P.

  MEMBER owns more than 50% but less than 75%

• AURORA INVESTMENT MANAGEMENT PTY LIMITED

  TRUSTEE

• AURORA TRUST

  MEMBER owns 75% or more

• BRENDAN F. CARROLL REVOCABLE TRUST U/A/D JUNE 20, 2007

  LIMITED PARTNER owns more than 25% but less than 50%

• BRENDAN F. CARROLL REVOCABLE TRUST U/A/D JUNE 20, 2007

  MEMBER owns more than 25% but less than 50%

• BRENDAN FRANCIS CARROLL

  TRUSTEE

• PACIFIC CURRENT GROUP LIMITED

  UNITHOLDER owns more than 50% but less than 75%

• RICHARD N. LEVY REVOCABLE TRUST U/A/D MAY 18, 2011

  LIMITED PARTNER owns more than 50% but less than 75%

• RICHARD N. LEVY REVOCABLE TRUST U/A/D MAY 18, 2011

  MANAGING MEMBER owns more than 50% but less than 75%

• RICHARD NEIL LEVY

  TRUSTEE

• VICTORY PARK CAPITAL ADVISORS MANAGEMENT GP, LLC

  GENERAL PARTNER

• JEFFRIES HOARE GOVETT
  United Kingdom
• PARK HILL GROUP LLC
  United States
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  United States

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