Vivaldi Asset Management LLC

Vivaldi Asset Management LLC, a DE Limited Liability Company, has 21 employees, including 9 in advisory roles, whose number of clients served is unknown. As of Jan 2, 2014, the firm's SEC status was listed as Approved.

• CHAD SAMUAL EISENBERG

  CHIEF OPERATING OFFICER owns less than 5%

• DAVID ALAN STERNBERG

  CO-FOUNDER/CEO owns less than 5%

• MARC D BASSEWITZ

  CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL owns less than 5%

• MICHAEL DILLON PECK

  PRESIDENT/CO-CIO owns less than 5%

• RANDAL LAWRENCE GOLDEN

  CO-FOUNDER/CHIEF FINANCIAL OFFICER owns less than 5%

• SCOTT LEE HERGOTT

  HEAD OF RESEARCH/CO-CIO owns less than 5%

• VIVALDI HOLDINGS, LLC

  MEMBER owns 75% or more

• AAJ VENTURES INC

  MEMBER owns more than 25% but less than 50%

• DAVID ALAN STERNBERG

  OWNER owns 75% or more

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