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Reported Holdings Of The
Vivaldi Asset Management LLC

Legal Name: VIVALDI ASSET MANAGEMENT LLC

Period of report: Jun 30, 2019
Effectiveness Date: Aug 14, 2019

Security Shares Held / Principal Amount Market Value Option
LIBERTY EXPEDIA HLDS (53046P109) 2,036,183 $97,309k
RED HAT INC (756577102) 446,712 $83,875k
WORLDPAY INC (981558109) 571,214 $70,002k
SPDR S&P 500 ETF TR TR UNIT (78462F103) 224,400 $65,749k
TABLEAU SOFTWARE INC CL A (87336U105) 310,575 $51,562k
ANADARKO PETE (032511107) 661,651 $46,686k
AMERIGAS PTRN L P (030975106) 1,304,627 $45,453k
TCF FINANCIAL CORP (872275102) 2,085,493 $43,357k
ANDEAVOR LOGISTICS L (03350F106) 1,147,427 $41,686k
TOTAL SYS SVCS INC (891906109) 267,966 $34,372k
CELGENE CORP (151020104) 300,616 $27,789k
WAGEWORKS INC (930427109) 429,956 $21,837k
Array Biopharma Inc (04269X105) 274,562 $12,720k
OAKTREE CAP GROUP (674001201) 207,779 $10,293k
SUNCOKE ENERGY INC (86722A103) 961,409 $8,537k
ISHARES TR RUSSELL 2000 ETF (464287655) 40,000 $6,148k
BLUELINX HOLDINGS INC (09624H208) 267,086 $5,291k
DARLING INGREDIENTS INC (237266101) 242,946 $4,832k
SPARK THERAPEUTICS INC (84652J103) 37,205 $3,809k
DEL FRISCOS RESTAURANT GROUP (245077102) 443,996 $3,534k
DIAMOND HILL INVESTMENT GROUCO (25264R207) 23,655 $3,352k
ONESPAN INC (68287N100) 223,522 $3,167k
PCM INC (69323K100) 85,610 $3,000k
HERITAGE-CRYSTAL CLEAN INC (42726M106) 94,648 $2,490k
BARNES & NOBLE INC (067774109) 350,895 $2,347k
ELECTRONICS FOR IMAGING INC CO (286082102) 63,294 $2,336k
MicroStrategy Inc. (594972408) 15,668 $2,245k
BUCKEYE PARTNERS L P (118230101) 50,262 $2,063k
CRAY INC COM NEW (225223304) 51,235 $1,784k
AEROHIVE NETWORKS INC (007786106) 390,412 $1,730k
SHUTTERFLY INC COM (82568P304) 29,284 $1,480k
ADVANSIX INC (00773T101) 58,656 $1,433k
EMC INS GROUP INC COM (268664109) 34,016 $1,226k
ADESTO TECHNOLOGIES CORP COM (00687D101) 118,559 $966k
KEMET CORP (488360207) 47,576 $895k
GARRETT MOTION INC (366505105) 57,572 $884k
TELENAV INC (879455103) 101,860 $815k
Great Elm Capital Group Inc (39036P209) 174,460 $750k
Berry Global Group, Inc. (08579W103) 12,636 $665k
SELECT INTERIOR CONCEPTS INC (816120307) 55,951 $652k
EXFO INC (302046107) 154,895 $567k
CROSSAMERICA PARTNERS LP (22758A105) 35,248 $566k
GREEN PLAINS INC (393222104) 50,884 $549k
CAMECO CORP (13321L108) 49,333 $529k
Imax Corp (45245E109) 24,500 $495k
MELLANOX TECHNOLOGIES LTD (M51363113) 2,249 $249k
B RILEY PRINCIPAL MERGER COR (05586Y205) 23,774 $237k

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