Vivaldi Capital Management LLC

Vivaldi Capital Management LLC, also known as VIVALDI CAPITAL MANAGEMENT, LLC, is a limited liability company based in the state of Delaware. With a team of 36 employees, including 5 advisory roles, the firm's client base size is unknown. The company's registration status with the US Securities and Exchange Commission is approved, and it was last updated on February 13, 2012.

• CHAD SAMUAL EISENBERG

  CHIEF OPERATING OFFICER owns less than 5%

• DAVID ALAN STERNBERG

  CO-FOUNDER / CEO owns less than 5%

• MARC D BASSEWITZ

  CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL owns less than 5%

• MICHAEL DILLON PECK

  CO-CIO / PRESIDENT owns less than 5%

• RANDAL LAWRENCE GOLDEN

  CO-FOUNDER / CFO owns less than 5%

• SCOTT LEE HERGOTT

  CO-CIO / DIRECTOR OF RESEARCH owns less than 5%

• VCM EQUITY HOLDINGS LLC

  MEMBER owns more than 5% but less than 10%

• VIVALDI HOLDINGS, LLC

  MEMBER owns 75% or more

• AAJ VENTURES INC

  MEMBER owns more than 25% but less than 50%

• DAVID ALAN STERNBERG

  OWNER owns 75% or more

• VIVALDI HOLDINGS LLC

  MANAGING MEMBER

• GOLDMAN SACHS & CO. LLC
  United States
• BNP PARIBAS PRIME BROKERAGE, INC.
  United States

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• A Deep Dive into Vivaldi Capital's Q3 2022 vs. Q4 2022 13F Holdings: Winners, Losers, and Surprises

• ISHARES TR CORE S&P500 ETF $7,845k
• ISHARES $7,715k
• ANGEL OAK FINL STRATEGIES IN $6,533k
• FIRST TR EXCH TRADEDALPHADEX FD II ASIA PAC EX JAPAN ALPHADEX FD $6,071k
• INVESCO SR INCOME TR $5,952k
• B. Riley Financial Inc $5,215k
• ISHARES TR $4,557k
• AllianceBernstein National Municipal In $4,423k
• Invesco Insured Municipal Inco $4,371k
• JPMORGAN CHASE & CO $3,813k