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Reported Holdings Of The
VIVO Capital LLC

Legal Name: VIVO CAPITAL LLC

Period of report: Jun 30, 2019
Effectiveness Date: Aug 13, 2019

Security Shares Held / Principal Amount Market Value Option
ASCENDIS PHARMA A S (04351P101) 2,060,135 $237,225k
CRINETICS PHARMACE (22663K107) 3,375,169 $84,379k
ARROWHEAD PHARMACEUT (04280A100) 2,765,153 $73,277k
TRICIDA INC (89610F101) 1,424,525 $56,212k
Codexis Inc (192005106) 2,614,458 $48,184k
INSMED INC (457669307) 1,748,174 $44,753k
Iovance Biotherapeutics Inc (462260100) 1,600,000 $39,232k
SINOVAC BIOTECH LTD (P8696W104) 5,900,000 $38,173k
ZYMEWORKS INC (98985W102) 1,453,467 $31,976k
KALVISTA PHARMACEUTICALS (483497103) 1,359,149 $30,105k
KADMON HOLDINGS INC (48283N106) 12,606,605 $25,970k
MEDICINES CO (584688105) 669,012 $24,399k
MENLO THERAPEUTICS (586858102) 4,011,236 $24,027k
MIRATI THERAPEUTICS INC (60468T105) 233,045 $24,004k
AMYRIS INC (03236M200) 6,490,557 $23,106k
Homology Medicines (438083107) 1,159,742 $22,696k
Eiger Biopharmaceuticals Inc (28249U105) 1,791,257 $18,987k
ORCHARD THERAPEUTICS PLC (68570P101) 1,312,084 $18,356k
CHIASMA INC (16706W102) 2,377,213 $17,758k
CymaBay Therapeutics, Inc. (23257D103) 2,154,934 $15,429k
MEI PHARMA INC (55279B202) 5,681,397 $14,203k
XENON PHARMACEUTICALS INC (98420N105) 1,405,476 $13,858k
AURINIA PHARMACEUTICALS INC (05156V102) 1,913,623 $12,592k
SOLENO THERAPEUTICS INC COM (834203200) 4,268,959 $11,953k
ROCKET PHARMACEUTICALS INC (77313F106) 786,712 $11,801k
KINISKA PHARMACEUTIC (G5269C101) 843,478 $11,421k
OBSEVA SA (H5861P103) 937,147 $10,599k
NABRIVA THERAPEUTICS PLC SHS (G63637105) 4,039,139 $9,815k
APELLIS PHARMACEUTICALS INC (03753U106) 383,538 $9,719k
VERONA PHARMA PLC (925050106) 1,492,951 $7,614k
GALMED PHARMACEUTICALS LTD (M47238106) 971,337 $7,139k
DERMIRA INC (24983L104) 700,000 $6,692k
Kala Pharmaceuticals, Inc. (483119103) 1,043,020 $6,654k
KARUNA THERAPEUTICS INC (48576A100) 325,000 $6,507k
MATINAS BIOPHARMA HLDG (576810105) 6,818,181 $5,840k
ZOGENIX INC (98978L204) 105,000 $5,017k
PRECISION BIOSCIENCES INC (74019P108) 280,511 $3,717k
ACLARIS THERAPEUTICS INC (00461U105) 1,647,214 $3,607k
GENOCEA BIOSCIENCES INC (372427401) 626,401 $2,455k
DBV TECHNOLOGIES SA-SPON ADR (23306J101) 269,995 $2,219k
AGILE THERAPEUTICS INC (00847L100) 1,513,975 $2,210k
SIERRA ONCOLOGY INC (82640U107) 2,438,270 $1,365k
SELECTA BIOSCIENCES INC (816212104) 546,054 $977k
AKARI THERAPEUTICS PLC (00972G108) 345,850 $699k
BioPharmX Corporation (09072X309) 317,270 $189k
Soleno Therapeutics, Inc. - Warrant (834203135) 188,772 $19k

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