Waterfall Asset Management LLC

Waterfall Asset Management LLC, a Delaware-based Limited Liability Company, boasts a team of 137 employees, including 70 advisors, delivering quality advisory services to its 43 valued clients. The firm's SEC status is approved, and it was registered on Jan 9, 2006.

• BRIAN BREAKSTONE

  CHIEF FINANCIAL OFFICER owns less than 5%

• JACK JAY ROSS

  MANAGER owns less than 5%

• KENNETH ADAM NICK

  GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER owns less than 5%

• THOMAS EDWARD CAPASSE

  MANAGER owns less than 5%

• THOMAS V. BUTTACAVOLI

  MANAGER owns less than 5%

• WATERFALL PARTNERS HOLDINGS, LP

  MEMBER owns 75% or more

• DYAL CAPITAL PARTNERS (A) LP

  LIMITED PARTNER owns more than 25% but less than 50%

• DYAL OFFSHORE INVESTORS II LP

  MEMBER owns more than 25% but less than 50%

• DYAL OFFSHORE INVESTORS LP

  MEMBER owns more than 50% but less than 75%

• DYAL U.S. LLC

  LIMITED PARTNER owns more than 50% but less than 75%

• JACK JAY ROSS

  LIMITED PARTNER owns more than 25% but less than 50%

• NB ALTERNATIVES GP HOLDINGS LLC

  MANAGING MEMBER owns 75% or more

• NB ALTERNATIVES HOLDINGS LLC

  MANAGING MEMBER owns 75% or more

• NB DYAL ASSOCIATES LP

  GENERAL PARTNER

• NB DYAL ASSOCIATES LP

  GENERAL PARTNER

• NB DYAL ASSOCIATES LP

  GENERAL PARTNER

• NB DYAL GP HOLDINGS LLC

  GENERAL PARTNER owns 75% or more

• NBSH ACQUISITION, LLC

  MEMBER owns 75% or more

• NEUBERGER BERMAN GROUP LLC

  MANAGING MEMBER owns 75% or more

• THOMAS EDWARD CAPASSE

  LIMITED PARTNER owns more than 25% but less than 50%

• WATERFALL PARTNERS GP, LLC

  GENERAL PARTNER

• M.D. SASS SECURITIES, L.L.C.
  United States
• STONEHAVEN, LLC
  United States

• IVY Hill Asset Management LP
• AEA QP Advisers LLC
• Liberty Partners LLC
• Sound Point Capital Management LP
• Trinnacle Capital Management LLC
• Needham & Company LLC
• PDT Partners LLC
• Pinebridge Investments LLC
• Kenmar Preferred Investments LLC
• Pzena Investment Management LLC

• Fundation Secures Credit Facility from Waterfall Asset Management