Weiss Asset Management LP

Weiss Asset Management LP, a DE Limited Partnership, operates with 63 diligent employees, with 30 of them in advisory positions and caters to 6 clients. Its registration with the SEC (U.S. Securities and Exchange Commission) was approved on March 30, 2012, making it a reliable and recognized financial management firm.

• ANDREW MURRAY WEISS

  CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER OF GENERAL PARTNER owns 75% or more

• DANIEL PHILIP BRADFORD

  GENERAL COUNSEL owns less than 5%

• EITAN MILGRAM

  EXECUTIVE VICE PRESIDENT AND HEAD OF TRADING OF GENERAL PARTNER owns less than 5%

• GEORGIY NIKITIN

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MATTHEW JOSEPH RINALDI

  VICE PRESIDENT, CHIEF OPERATING OFFICER owns less than 5%

• PAUL SHERMAN

  PRESIDENT AND HEAD OF RESEARCH OF GENERAL PARTNER owns less than 5%

• WAM GP LLC

  GENERAL PARTNER owns less than 5%

• ANDREW MURRAY WEISS

  MEMBER, MANAGER AND CHIEF EXECUTIVE OFFICER owns 75% or more

• BMO NESBITT BURNS INC.
  Canada
• BNP PARIBAS PRIME BROKERAGE, INC.
  United States
• CITIGROUP GLOBAL MARKETS INC.
  United States
• CITIGROUP GLOBAL MARKETS LIMITED
  United Kingdom
• CREDIT SUISSE SECURITIES (USA) LLC
  United States
• DEUTSCHE BANK SECURITIES INC.
  United States
• E*TRADE SECURITIES LLC
  United States
• GOLDMAN SACHS & CO. LLC
  United States
• HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED
  Hong Kong
• INTERACTIVE BROKERS LLC
  United States
• J.P. MORGAN CLEARING CORP.
  United States
• JEFFERIES LLC
  United States
• MORGAN STANLEY
  United States
• NATIONAL FINANCIAL SERVICES LLC
  United States
• PERSHING LLC
  United States
• PHILLIPCAPITAL
  United States
• RAYMOND JAMES & ASSOCIATES, INC.
  United States
• RICHARDSON GMP LIMITED
  Canada
• STANDARD CHARTERED BANK (VIETNAM) LIMITED
  Vietnam
• TD SECURITIES INC.
  Canada
• UBS SECURITIES LLC
  United States

• Merganser Capital Management LLC
• Longpoint Realty Partners LP
• Century Equity Partners LLC
• Johcm USA Inc
• Bain Capital Private Equity LP
• Boston Management and Research
• Pacific Lake Partners LLC
• Copper Rock Capital Partners LLC
• JP Marvel Investment Advisors Inc
• Highvista Strategies LLC

• Weiss Asset Management LP's 13F Holdings Comparison Report Reveals Changes in Investment Strategies

• AABA $74,648k
• BDX 6 1/8 5/1/20 $51,695k
• ARRAY BIOPHARMA INC $31,105k
• Bluegreen Vacations Corp. $22,009k
• CAI INTERNATIONAL INC $19,941k
• BLACK RIDGE ACQUISITION CORP $13,919k
• CAESARS ENTERTAIN CORP $12,758k
• ANADARKO PETE $7,096k
• CAPITOL INVT CORP IV $6,363k
• BARINGS BDC INC $6,318k