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Reported Holdings Of The
Wellington Shields Capital Management LLC

Legal Name: WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC

Period of report: Jun 30, 2019
Effectiveness Date: Aug 8, 2019

Security Shares Held / Principal Amount Market Value Option
FLOWERS FOODS INC (343498101) 6,588,635 $153,318k
Apple Inc (037833100) 64,400 $12,746k
Exxon Mobil Corp (30231G102) 153,780 $11,784k
Amazon.com Inc (023135106) 5,148 $9,748k
EDWARDS LIFESCIENCE (28176E108) 45,785 $8,458k
ALPHABET INC (02079K305) 7,058 $7,642k
Alphabet Inc (02079K107) 6,571 $7,103k
AT&T INC (00206R102) 199,823 $6,696k
CVS HEALTH CORP (126650100) 93,533 $5,097k
Facebook Inc (30303M102) 25,270 $4,877k
ALIBABA GROUP HLDG LTD (01609W102) 28,338 $4,802k
BECTON DICKINSON (075887109) 15,810 $3,984k
ACCENTURE PLC IRELAND (G1151C101) 21,462 $3,966k
General Motors Co (37045V100) 102,341 $3,943k
AES CORP (00130H105) 232,350 $3,894k
Chevron Corp (166764100) 30,715 $3,822k
COMCAST CORP (20030N101) 87,600 $3,704k
CASI PHARMACEUTICA (14757U109) 1,141,237 $3,652k
CHENIERE ENERGY INC (16411R208) 51,125 $3,500k
BLACKSTONE MORTGAGE (09257W100) 95,289 $3,390k
CISCO SYSTEMS INC (17275R102) 56,061 $3,068k
ConocoPhillips (20825C104) 50,253 $3,065k
American Express Co. (025816109) 23,111 $2,853k
COCA-COLA CO (191216100) 51,626 $2,629k
Bank of America Corp. (060505104) 89,163 $2,586k
CSX CORP (126408103) 33,150 $2,565k
FIRST SOLAR (336433107) 37,700 $2,476k
ADOBE INC (00724F101) 8,118 $2,392k
ABBOTT LABS (002824100) 28,218 $2,373k
CBS CORPORATION (124857202) 45,044 $2,248k
CIENA CORPORATION (171779309) 52,600 $2,163k
Andersons Inc (034164103) 77,650 $2,115k
Boeing Co/The (097023105) 5,362 $1,952k
BURLINGTON STORES (122017106) 10,890 $1,853k
Berkshire Hathaway, Inc. (084670702) 8,681 $1,851k
GENERAL DYNAMICS (369550108) 9,836 $1,788k
ABB LTD (000375204) 82,800 $1,658k
FORTUNE BRANDS HOM (34964C106) 28,500 $1,628k
3M CO (88579Y101) 9,370 $1,624k
ABBVIE INC (00287Y109) 21,449 $1,560k
GENERAL ELECTRIC CO (369604103) 148,108 $1,555k
Bristol-Myers Squibb Co (110122108) 31,440 $1,426k
BP PLC (055622104) 30,587 $1,275k
BAXTER INTL INC (071813109) 15,500 $1,269k
ENBRIDGE INC (29250N105) 34,892 $1,259k
Diamondback Energy Inc (25278X109) 11,425 $1,245k
GOLAR LNG LTD (G9456A100) 65,700 $1,214k
ATLAS AIR WORLDWIDE (049164205) 23,455 $1,047k
CIGNA CORP (125523100) 6,613 $1,042k
CORNING INCORPORATED (219350105) 31,100 $1,033k
BIOGEN INC (09062X103) 4,246 $993k
CHUBB LIMITED (H1467J104) 6,412 $944k
EQUIFAX INC (294429105) 6,438 $871k
FEDEX CORP (31428X106) 5,275 $866k
CDW CORP (12514G108) 7,750 $860k
EMERSON ELEC CO (291011104) 12,750 $851k
Deere & Co (244199105) 5,010 $830k
DuPont de Nemours Inc (26614N102) 10,963 $823k
COMPASS DVRSFD HLDS (20451Q104) 42,920 $820k
CONSTELLATION BRANDS (21036P108) 4,135 $814k
CITIGROUP INC (172967424) 11,230 $786k
AQUAVENTURE HLDGS LTD SHS (G0443N107) 38,700 $773k
COVANTA HOLDINGS (22282E102) 41,151 $737k
H&E Equipment Services, Inc. (404030108) 23,700 $689k
AMC NETWORKS INC (00164V103) 11,850 $646k
BERKSHIRE HATHAWAY (084670108) 2 $637k
ALTRIA GROUP INC (02209S103) 13,181 $624k
BLOOM ENERGY CORP CL A COM (093712107) 50,000 $613k
Caterpillar Inc (149123101) 4,450 $606k
CITIZENS FINANCIAL (174610105) 16,000 $566k
Dow Inc (260557103) 11,163 $550k
GOLUB CAP BDC INC (38173M102) 30,390 $541k
FIRST REPUBLIC BANK (33616C100) 5,400 $527k
FNF GROUP (31620R303) 12,550 $506k
GRANITE CONSTR INC (387328107) 10,250 $494k
Albemarle Corp (012653101) 7,000 $493k
AEP (025537101) 5,599 $493k
AMERIPRISE FINL INC (03076C106) 3,372 $489k
BROADRIDGE FINL SOLN (11133T103) 3,808 $486k
FORD MOTOR CO (345370860) 44,520 $455k
B & G FOODS INC (05508R106) 21,795 $453k
AMERICAN TOWER CORP NEW (03027X100) 2,200 $450k
Bank of New York Mellon Corp. (064058100) 10,130 $447k
Celanese (CE) (150870103) 4,100 $442k
CLOROX CO (189054109) 2,770 $424k
E TRADE FINANCIAL CORP (269246401) 9,500 $424k
FLUOR CORPORATION (343412102) 11,900 $401k
BlackRock, Inc. (09247X101) 850 $399k
AMCOR PLC (G0250X107) 33,800 $388k
DOMINION ENERGY INC (25746U109) 4,800 $371k
CROWN CASTLE INTL (22822V101) 2,842 $370k
CELGENE CORP (151020104) 4,000 $370k
BROADCOM INC (11135F101) 1,241 $357k
BB&T CORPORATION (054937107) 7,250 $356k
HASBRO INC (418056107) 3,300 $349k
AQUA AMERICA INC (03836W103) 7,916 $327k
APPLIED INDUSTRIAL TECH INC (03820C105) 5,300 $326k
HANESBRANDS INC (410345102) 18,700 $322k
AMERICAN WTR WKS CO (030420103) 2,700 $313k
Applied Materials, Inc. (038222105) 6,811 $306k
ADP (053015103) 1,826 $302k
CHIMERA INVESTMENT CORP (16934Q208) 15,750 $297k
CONSOLDTD EDISON INC (209115104) 3,240 $284k
ANALOG DEVICES INC (032654105) 2,400 $271k
COSTAR GROUP INC (22160N109) 475 $263k
ALCON INC (H01301128) 3,780 $235k
DOVER CORP (260003108) 2,300 $230k
ENTERGY CORP (29364G103) 2,200 $226k
ALLY FINL INC (02005N100) 7,300 $226k
EATON CORPORATION (G29183103) 2,612 $218k
CORTEVA INC (22052L104) 7,297 $216k
GENERAL MILLS INC (370334104) 4,000 $210k
CRACKER BARREL OLD (22410J106) 1,200 $205k
AMGEN INC (031162100) 1,100 $203k
ALPS ALERIAN MLP ETF (00162Q866) 18,095 $178k
EQT Corp (26884L109) 10,400 $164k
FITBIT INC - A (33812L102) 35,000 $154k
ANNALY CAP MGMT INC (035710409) 14,211 $130k
CENTURYLINK INC (156700106) 10,044 $118k
ASHFORD HOSPITALITY TRUST (044103109) 29,342 $87k
ASSERTIO THERAPEUTICS INC (04545L107) 15,500 $53k
GENOIL INC (371924101) 54,000 $1k
CROWN LABORATORIES INC (228392304) 25,000 $0k
DALECO RESOURCES CORP (23437P208) 25,000 $0k
GULF UNITED ENERGY (402580104) 20,000 $0k
CALCOL INC (128699105) 20,000 $0k

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