Wellington Shields & Co LLC
Legal Name: WELLINGTON SHIELDS & CO., LLC
Full Contact Details
Wellington Shields & Co LLC
140 BROADWAY, NEW YORK, NY
212-320-3000
212-320-3040
Other Info
Wellington Shields & Co., LLC is a reputable financial firm with a team of 21 employees, 11 of whom are advisory experts. Operating under NY Limited Liability Company, it is committed to providing top-tier financial advisory services to its clients. Although the number of clients they serve remains undisclosed, the company's SEC-registered status, approved since Mar 9, 2010, attests to their trustworthiness and professionalism in the industry.
Wellington Shields & Co. LLC
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Direct Owners
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DAVID VINCENT SHIELDS
VICE CHAIRMAN/MANAGING MEMBER owns less than 5%
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EDWARD KENNETH MARCH
SVP, HEAD OF TRADING, MSRB PRINCIPAL, CO SROP/CROP owns less than 5%
-
JAMES MCCLENAHAN SHADEK
MEMBER-SALES owns less than 5%
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JOSEPH NICHOLAS CEMBROLA
MEMBER OPERATIONS owns less than 5%
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LAURENCE ARTHUR SHADEK
MANAGING MEMBER/SECY/CO-SROP/CO-CROP owns less than 5%
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MARK PORTER SPERRY
MEMBER owns less than 5%
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PAUL JR GULDEN
MANAGING MEMBER owns less than 5%
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PHILIP MICHAEL CURCURU
CFO/COO owns less than 5%
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STEPHEN JOHN PORTAS
CHIEF COMPLIANCE OFFICER owns less than 5%
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THOMAS WATERS GRANT
MANAGING MEMBER owns less than 5%
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WELLINGTON SHIELDS HOLDINGS, LLC
OWNER owns 75% or more
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WILLIAM JAMESON MCFADDEN
PRESIDENT owns less than 5%
Indirect Owners
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ESTATE OF JOSEPH VINCENT SHIELDS JR., DECEASED
OWNER owns more than 25% but less than 50%
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H.G. WELLINGTON & CO.
OWNER owns more than 25% but less than 50%
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MAURY SHIELDS
EXECUTRIX
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SHIELDS & CO.
OWNER owns more than 25% but less than 50%
Firms Located Nearby
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- Permian Investment Partners LP
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