Avoid Fraud, Get The Facts, And Find The Best
Legal Name: WELLINGTON SHIELDS & CO., LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Aug 8, 2019
Security |
Shares Held / Principal Amount |
Market Value |
Option |
Illumina Inc (452327109)
|
71,546 |
$26,340k |
|
MICROSOFT CORP (594918104)
|
82,260 |
$11,020k |
|
AES CORP (00130H105)
|
340,786 |
$5,712k |
|
JPMORGAN CHASE & CO (46625H100)
|
47,852 |
$5,350k |
|
INTL BUSINESS MCHN (459200101)
|
31,619 |
$4,360k |
|
General Motors Co (37045V100)
|
98,250 |
$3,786k |
|
CASI PHARMACEUTICA (14757U109)
|
1,126,650 |
$3,605k |
|
HAWAIIAN ELEC INDUSTRIES (419870100)
|
81,100 |
$3,532k |
|
HONEYWELL INTL INC (438516106)
|
20,159 |
$3,520k |
|
Apple Inc (037833100)
|
16,940 |
$3,353k |
|
AT&T INC (00206R102)
|
99,681 |
$3,340k |
|
Exxon Mobil Corp (30231G102)
|
42,771 |
$3,278k |
|
PFIZER INC (717081103)
|
73,556 |
$3,186k |
|
Andersons Inc (034164103)
|
105,500 |
$2,874k |
|
FIRST SOLAR (336433107)
|
38,575 |
$2,534k |
|
KINDER MORGAN INC (49456B101)
|
120,581 |
$2,518k |
|
Intrexon Corp (46122T102)
|
285,800 |
$2,189k |
|
JOHNSON & JOHNSON (478160104)
|
15,653 |
$2,180k |
|
S&P GLOBAL INC (78409V104)
|
8,900 |
$2,027k |
|
CVS HEALTH CORP (126650100)
|
36,100 |
$1,967k |
|
Bristol-Myers Squibb Co (110122108)
|
43,350 |
$1,966k |
|
ABBOTT LABS (002824100)
|
23,289 |
$1,959k |
|
CISCO SYSTEMS INC (17275R102)
|
35,601 |
$1,948k |
|
LILLY ELI & CO (532457108)
|
17,574 |
$1,947k |
|
INTEL CORP (458140100)
|
38,331 |
$1,835k |
|
PERSONALIS INC (71535D106)
|
65,000 |
$1,765k |
|
Lockheed Martin Corp (539830109)
|
4,800 |
$1,745k |
|
Chevron Corp (166764100)
|
13,321 |
$1,658k |
|
EQUIFAX INC (294429105)
|
11,699 |
$1,582k |
|
ABB LTD (000375204)
|
78,240 |
$1,567k |
|
ANADARKO PETE (032511107)
|
21,600 |
$1,524k |
|
FIDELITY NATL INFO (31620M106)
|
12,198 |
$1,496k |
|
AQUAVENTURE HLDGS LTD SHS (G0443N107)
|
74,300 |
$1,484k |
|
ABBVIE INC (00287Y109)
|
20,270 |
$1,474k |
|
COMCAST CORP (20030N101)
|
32,236 |
$1,363k |
|
Boeing Co/The (097023105)
|
3,681 |
$1,340k |
|
MERCK & CO INC (58933Y105)
|
15,810 |
$1,326k |
|
ONEOK Inc (682680103)
|
19,093 |
$1,314k |
|
PROCTER & GAMBLE CO (742718109)
|
11,947 |
$1,310k |
|
CIGNA CORP (125523100)
|
7,914 |
$1,247k |
|
American Express Co. (025816109)
|
9,750 |
$1,204k |
|
PEPSICO INC (713448108)
|
8,715 |
$1,143k |
|
ENBRIDGE INC (29250N105)
|
30,446 |
$1,098k |
|
PHILIP MORRIS INTL (718172109)
|
13,600 |
$1,068k |
|
CITIGROUP INC (172967424)
|
15,210 |
$1,065k |
|
DuPont de Nemours Inc (26614N102)
|
13,756 |
$1,033k |
|
PNC FINL SVCS GRP (693475105)
|
7,423 |
$1,019k |
|
3M CO (88579Y101)
|
5,845 |
$1,013k |
|
Dow Inc (260557103)
|
20,025 |
$987k |
|
BLACKSTONE MORTGAGE (09257W100)
|
27,736 |
$987k |
|
QUALCOMM INC (747525103)
|
12,200 |
$928k |
|
GILEAD SCIENCES INC (375558103)
|
13,550 |
$915k |
|
CSX CORP (126408103)
|
11,800 |
$913k |
|
Amazon.com Inc (023135106)
|
480 |
$909k |
|
GENERAL MILLS INC (370334104)
|
16,685 |
$876k |
|
COCA-COLA CO (191216100)
|
17,187 |
$875k |
|
Caterpillar Inc (149123101)
|
6,300 |
$859k |
|
Newmont Goldcorp Corp (651639106)
|
21,923 |
$843k |
|
GENERAL ELECTRIC CO (369604103)
|
80,043 |
$840k |
|
ALLERGAN PLC (G0177J108)
|
5,003 |
$838k |
|
ALTRIA GROUP INC (02209S103)
|
17,642 |
$835k |
|
BP PLC (055622104)
|
19,210 |
$801k |
|
NEXTERA ENERGY INC (65339F101)
|
3,900 |
$799k |
|
ConocoPhillips (20825C104)
|
12,800 |
$781k |
|
FMC CORP (302491303)
|
9,400 |
$780k |
|
AMGEN INC (031162100)
|
4,215 |
$777k |
|
CORNING INCORPORATED (219350105)
|
23,210 |
$771k |
|
Berkshire Hathaway, Inc. (084670702)
|
3,306 |
$705k |
|
ALPHABET INC (02079K305)
|
616 |
$667k |
|
CELGENE CORP (151020104)
|
7,140 |
$660k |
|
PayPal Holdings Inc (70450Y103)
|
5,750 |
$658k |
|
DIAGEO PLC (G42089113)
|
15,375 |
$656k |
|
Alphabet Inc (02079K107)
|
600 |
$649k |
|
Facebook Inc (30303M102)
|
3,210 |
$620k |
|
Royal Dutch Shell PLC (780259206)
|
9,385 |
$611k |
|
NORFOLK SOUTHERN (655844108)
|
2,960 |
$590k |
|
FLOWERS FOODS INC (343498101)
|
24,784 |
$576k |
|
DUKE ENERGY CORP (26441C204)
|
6,267 |
$553k |
|
CITIZENS FINANCIAL (174610105)
|
15,200 |
$537k |
|
Schlumberger Ltd (806857108)
|
13,500 |
$536k |
|
Freeport-McMoRan Inc (35671D857)
|
46,000 |
$534k |
|
BECTON DICKINSON (075887109)
|
2,092 |
$527k |
|
BAXTER INTL INC (071813109)
|
6,150 |
$504k |
|
AFLAC INC (001055102)
|
8,856 |
$485k |
|
GLAXOSMITHKLINE PLC (37733W105)
|
11,733 |
$470k |
|
MONDELEZ INTL INC (609207105)
|
8,644 |
$466k |
|
B & G FOODS INC (05508R106)
|
22,330 |
$464k |
|
EASTMAN CHEM CO (277432100)
|
5,895 |
$459k |
|
DTE ENERGY CO (233331107)
|
3,569 |
$456k |
|
Pioneer Natural Resources Co (723787107)
|
2,800 |
$431k |
|
ISHARES TR (464287176)
|
3,719 |
$430k |
|
JOHNSON CONTROLS INT (G51502105)
|
10,212 |
$422k |
|
BLOOM ENERGY CORP CL A COM (093712107)
|
34,000 |
$417k |
|
MCDONALDS CORP (580135101)
|
1,969 |
$409k |
|
GEO GROUP INC (36162J106)
|
19,050 |
$400k |
|
DXC TECHNOLOGY CO (23355L106)
|
6,869 |
$379k |
|
ILLINOIS TOOL WORKS (452308109)
|
2,400 |
$362k |
|
CONNECTICUT WTR SVC (207797101)
|
5,000 |
$349k |
|
GOLDMAN SACHS GROUP (38141G104)
|
1,650 |
$338k |
|
NVIDIA Corp (67066G104)
|
2,050 |
$337k |
|
METLIFE INC (59156R108)
|
6,712 |
$333k |
|
CORTEVA INC (22052L104)
|
11,192 |
$331k |
|
MOTOROLA SOLUTIONS (620076307)
|
1,952 |
$325k |
|
KIMBERLY CLARK CORP (494368103)
|
2,400 |
$320k |
|
BROADCOM INC (11135F101)
|
1,101 |
$317k |
|
AMERICAN WTR WKS CO (030420103)
|
2,600 |
$302k |
|
FEDEX CORP (31428X106)
|
1,800 |
$296k |
|
M & T BK CORP (55261F104)
|
1,723 |
$293k |
|
International Paper Co (460146103)
|
6,600 |
$286k |
|
Mosaic Co/The (61945C103)
|
11,300 |
$283k |
|
CERNER CORP (156782104)
|
3,600 |
$264k |
|
HP INC (40434L105)
|
12,200 |
$254k |
|
ENCANA CORP (292505104)
|
49,374 |
$253k |
|
CALIFORNIA WTR SVC (130788102)
|
5,000 |
$253k |
|
HOME DEPOT INC (437076102)
|
1,116 |
$232k |
|
CLOROX CO (189054109)
|
1,443 |
$221k |
|
ISHARES (464287556)
|
2,017 |
$220k |
|
Nucor Corp (670346105)
|
4,000 |
$220k |
|
ALIBABA GROUP HLDG LTD (01609W102)
|
1,300 |
$220k |
|
COMPASS DVRSFD HLDS (20451Q104)
|
11,070 |
$212k |
|
DOMINION ENERGY INC (25746U109)
|
2,668 |
$206k |
|
CBRE GROUP INC (12504L109)
|
4,000 |
$205k |
|
CONSOLDTD EDISON INC (209115104)
|
2,326 |
$204k |
|
ALPS ALERIAN MLP ETF (00162Q866)
|
19,088 |
$188k |
|
HEWLETT PACKARD ENTR (42824C109)
|
12,500 |
$187k |
|
PEOPLES UNITED FINL (712704105)
|
10,707 |
$180k |
|
AHH (04208T108)
|
10,000 |
$165k |
|
LIVENT CORPORATION (53814L108)
|
18,434 |
$128k |
|
FORD MOTOR CO (345370860)
|
11,450 |
$117k |
|
CAPITAL SR LIVING (140475104)
|
10,000 |
$50k |
|
Aqua Metals Inc. (03837J101)
|
25,180 |
$42k |
|
COASTAL CARIBBEAN OILS & MINER (190432203)
|
32,150 |
$0k |
|
HOME SOLUTIONS HEALTH INC (43735N101)
|
50,000 |
$0k |
|
ISLET SCIENCES (46467R109)
|
30,000 |
$0k |
|
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