Wells Fargo Clearing Services LLC
Legal Name: WELLS FARGO CLEARING SERVICES, LLC
Full Contact Details
Wells Fargo Clearing Services LLC
ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-050, ST. LOUIS, MO
314-875-3000
844-879-2154
Other Info
Wells Fargo Clearing Services LLC, a Delaware-based Limited Liability Company, boasts of a team of 26352 employees, of which 11574 serve as advisors. The firm caters to 4818 clients and is approved by the U.S. Securities and Exchange Commission since October 5, 1990.
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About Wells Fargo Clearing Services Alternative Trading Systems Notice to IRA and ERISA Accounts Business Continuity Planning (PDF) Callable Securities Disclosure Cash Sweep Program Certificate of Deposit Disclosure Statement (PDF) Disclosure of Order Routing Information Foreign Financial Transactio…
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Direct Owners
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BRAND FREDERICK MEYER
BOARD OF MANAGERS owns less than 5%
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DAVID JOHN KOWACH
PRESIDENT - CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS owns less than 5%
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DAVID M WILLIAMS
CHIEF COMPLIANCE OFFICER owns less than 5%
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EDUARDO SAMPAIO QUEEN
HEAD OF DIGITAL AND AUTOMATED INVESTING owns less than 5%
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ERIK ANTHONY KARANIK
HEAD OF OPERATIONS AND BRANCH INFRASTRUCTURE/CHIEF OPERATIONS OFFICER/ BOARD OF MANAGERS owns less than 5%
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HEATHER HUNTRUDDY
HEAD OF CLIENT EXPERIENCE AND GROWTH/ BOARD OF MANAGERS owns less than 5%
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JAMES EDWARD HAYS
HEAD OF WEALTH BROKERAGE SERVICES owns less than 5%
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JAMES TIEBOUT MCHALE
BUSINESS CONTROL LEADER owns less than 5%
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JOHN WADE ALEXANDER
HEAD OF ADVISOR LED BUSINESS WEST owns less than 5%
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JOSEPH PETER NADREAU
HEAD OF WFA INNOVATION & STRATEGY/INDEPENDENT BROKERAGE AND PLATFORM SERVICES owns less than 5%
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KATHLEEN ELLEN BARNEY
PRINCIPAL FINANCIAL OFFICER/ BOARD OF MANAGERS owns less than 5%
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KELLY MARIE METZ
PRINCIPAL OPERATIONS OFFICER/BACK OFFICE OPERATIONS owns less than 5%
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KEVIN BRADY HURLEY
CHIEF COMPLIANCE OFFICER (IA ONLY) owns less than 5%
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KEVIN THOMAS KITCHIN
DESIGNATED STATE PRINCIPAL owns less than 5%
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RICHARD JAY GETZOFF
HEAD OF ADVISOR LED BUSINESS EAST owns less than 5%
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ROBERT WILLIAM VORLOP
HEAD OF WFA PRODUCTS & ADVICE owns less than 5%
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WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC
SOLE MEMBER owns 75% or more
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JULIE CIRCIO CAPERTON
HEAD OF WEALTH CLIENT SOLUTIONS owns less than 5%
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TERRY LEE CHASE
DESIGNATED STATE PRINCIPAL owns less than 5%
Indirect Owners
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EVEREN CAPITAL CORPORATION
SHARE HOLDER owns 75% or more
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WELLS FARGO & COMPANY
SHARE HOLDER owns 75% or more
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WFC HOLDINGS, LLC
SHARE HOLDER owns 75% or more