Avoid Fraud, Get The Facts, And Find The Best
Legal Name: WILEY BROS.-AINTREE CAPITAL, LLC
Period of report:
Jun 30, 2019
Effectiveness Date:
Jul 10, 2019
Security |
Shares Held / Principal Amount |
Market Value |
Option |
Apple Inc (037833100)
|
17,729 |
$3,509k |
|
CRACKER BARREL OLD (22410J106)
|
15,011 |
$2,563k |
|
VISA INC COM CL A (92826C839)
|
12,559 |
$2,180k |
|
PAYLOCITY HLDG CORP (70438V106)
|
21,200 |
$1,989k |
|
NEWTEK BUSINESS SVCS CORP (652526203)
|
77,536 |
$1,783k |
|
ENERGY TRANSFER LP (29273V100)
|
115,044 |
$1,620k |
|
BLACKSTONE GROUP (09253U108)
|
34,409 |
$1,528k |
|
LADDER CAP CORP (505743104)
|
91,073 |
$1,513k |
|
TRIPLEPOINT VENTURE GROWTH B (89677Y100)
|
84,815 |
$1,207k |
|
CSI COMPRESSCO LP (12637A103)
|
337,319 |
$1,194k |
|
Berkshire Hathaway, Inc. (084670702)
|
5,292 |
$1,128k |
|
OXFORD LANE CAP CORP (691543102)
|
101,766 |
$1,026k |
|
Amazon.com Inc (023135106)
|
540 |
$1,023k |
|
ISHARES (464287556)
|
8,880 |
$969k |
|
PINNACLE FINL PARTNERS INC (72346Q104)
|
16,488 |
$948k |
|
BROOKFIELD INFR PRTR (G16252101)
|
21,500 |
$923k |
|
CONSTELLIUM NV (N22035104)
|
89,300 |
$897k |
|
CISCO SYSTEMS INC (17275R102)
|
15,938 |
$872k |
|
FIRST HORIZON NATL (320517105)
|
57,757 |
$862k |
|
ENBRIDGE INC (29250N105)
|
22,821 |
$823k |
|
ILLINOIS TOOL WORKS (452308109)
|
5,247 |
$791k |
|
ISHARES TR U.S. MED DVC ETF (464288810)
|
3,215 |
$774k |
|
EURONAV NV ANTWERPEN (B38564108)
|
79,211 |
$748k |
|
NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST (65506L105)
|
22,050 |
$733k |
|
INVESCO EXCHANGE TRADED FD T (46137V332)
|
3,558 |
$721k |
|
SYNCHRONY FINL (87165B103)
|
20,660 |
$716k |
|
JOHNSON & JOHNSON (478160104)
|
5,095 |
$710k |
|
NGL ENERGY PARTNERS LP (62913M107)
|
47,010 |
$694k |
|
Brookfield Property Partners (G16249107)
|
36,444 |
$690k |
|
EAGLE PT CR CO LLC (269808101)
|
38,350 |
$686k |
|
PENNANTPARK FLOATING RATE CA (70806A106)
|
57,876 |
$669k |
|
JPMORGAN CHASE & CO (46625H100)
|
5,910 |
$661k |
|
TEEKAY LNG PARTNERS L P (Y8564M105)
|
46,400 |
$654k |
|
BLACKROCK CR. ALLOC (092508100)
|
49,225 |
$638k |
|
PayPal Holdings Inc (70450Y103)
|
5,565 |
$637k |
|
STRYKER CORP (863667101)
|
3,100 |
$637k |
|
DOCUSIGN INC COM (256163106)
|
12,325 |
$613k |
|
USA COMPRESSION PARTNERS LP (90290N109)
|
33,633 |
$598k |
|
Facebook Inc (30303M102)
|
3,095 |
$597k |
|
UNITED RENTALS INC (911363109)
|
4,495 |
$596k |
|
SPDR SERIES TRUST (78464A870)
|
6,615 |
$580k |
|
BRAEMAR HOTELS & RESORTS INC (10482B101)
|
56,281 |
$557k |
|
VANGUARD WORLD FDS (92204A603)
|
3,803 |
$554k |
|
PROCTER & GAMBLE CO (742718109)
|
4,959 |
$544k |
|
Boeing Co/The (097023105)
|
1,451 |
$528k |
|
FASTENAL CO (311900104)
|
16,000 |
$521k |
|
Exxon Mobil Corp (30231G102)
|
6,804 |
$521k |
|
GRAFTECH INTL LTD (384313508)
|
43,350 |
$499k |
|
TFS FINL CORP (87240R107)
|
27,500 |
$497k |
|
CRESTWOOD EQ. PRTNRS (226344208)
|
13,795 |
$493k |
|
TARGA RESOURCES IN (87612G101)
|
12,172 |
$478k |
|
KKR REAL ESTATE FIN TR INC (48251K100)
|
23,984 |
$478k |
|
TPG RE FIN TR INC (87266M107)
|
24,606 |
$475k |
|
ISHARES TR CORE S&P MCP ETF (464287507)
|
2,418 |
$470k |
|
BROOKFIELD RENEWABLE (G16258108)
|
13,250 |
$458k |
|
VEREIT INC (92339V100)
|
49,831 |
$449k |
|
NEW RESIDENTIAL INV (64828T201)
|
29,009 |
$446k |
|
NATIONAL HEALTH INVS INC (63633D104)
|
5,691 |
$444k |
|
AT&T INC (00206R102)
|
12,839 |
$430k |
|
BLACKROCK MULTI-SECTOR INC T (09258A107)
|
24,367 |
$425k |
|
SPDR S&P 500 ETF TR TR UNIT (78462F103)
|
1,422 |
$417k |
|
FIDELITY NATL INFO (31620M106)
|
3,376 |
$414k |
|
ENTERPRISE PRODS (293792107)
|
13,391 |
$387k |
|
WISDOMTREE TR (97717W406)
|
4,430 |
$380k |
|
DISNEY WALT CO (254687106)
|
2,712 |
$379k |
|
FIRST TRUST ISE CL (33734X192)
|
6,495 |
$375k |
|
INVESCO EXCHNG TRADED FD TR (46138G870)
|
14,762 |
$368k |
|
BLACKSTONE MORTGAGE (09257W100)
|
10,136 |
$361k |
|
MR COOPER INC (62482R107)
|
43,100 |
$345k |
|
LOWES CO (548661107)
|
3,400 |
$343k |
|
ADP (053015103)
|
2,077 |
$343k |
|
PENNYMAC MORTGAGE INVESTMENT (70931T103)
|
15,433 |
$337k |
|
PHILIP MORRIS INTL (718172109)
|
4,245 |
$333k |
|
DUKE ENERGY CORP (26441C204)
|
3,771 |
$333k |
|
salesforce.com Inc (79466L302)
|
2,148 |
$326k |
|
LMRK 7 PERP (51508J405)
|
12,855 |
$320k |
|
NUVEEN NASDAQ 100 DYNAMIC OV (670699107)
|
14,215 |
$318k |
|
EPR PPTYS (26884U109)
|
4,245 |
$317k |
|
BLACKSTONE MORTGAGE TRUST INC (09257WAB6)
|
300,000 |
$313k |
|
MICROSOFT CORP (594918104)
|
2,327 |
$312k |
|
iStar, Inc. (45031U101)
|
25,000 |
$311k |
|
WELLS FARGO CO NEW (949746101)
|
6,226 |
$295k |
|
Thermo Fisher Scientific Inc (883556102)
|
1,006 |
$295k |
|
ISHARES TR RUSSELL 2000 ETF (464287655)
|
1,874 |
$291k |
|
GLOBAL MED REIT INC (37954A204)
|
27,450 |
$288k |
|
ISHARES TR CORE S&P SCP ETF (464287804)
|
3,650 |
$286k |
|
CATCHMARK TIMBER TR INC (14912Y202)
|
27,000 |
$282k |
|
VANGUARD GROUP (921908844)
|
2,448 |
$282k |
|
ASHLAND GLOBAL HLDGS INC (044186104)
|
3,525 |
$282k |
|
STATE STREET CORP (857477103)
|
5,000 |
$280k |
|
CELGENE CORP (151020104)
|
2,880 |
$266k |
|
ORACLE CORP (68389X105)
|
4,611 |
$263k |
|
TEKLA HEALTHCARE OPPORTUNIT (879105104)
|
14,688 |
$262k |
|
Suncor Energy Inc (867224107)
|
8,366 |
$261k |
|
TALLGRASS ENERGY LP (874696107)
|
12,200 |
$258k |
|
PARK HOTELS RESORTS (700517105)
|
9,300 |
$256k |
|
BB&T CORPORATION (054937107)
|
5,157 |
$253k |
|
B. Riley Wealth Management, Inc. (037612306)
|
7,290 |
$250k |
|
HERCULES CAPITAL INC (427096508)
|
19,350 |
$248k |
|
FERRO CORP (315405100)
|
15,580 |
$246k |
|
ARES CAP CORP (04010L103)
|
13,654 |
$245k |
|
PEPSICO INC (713448108)
|
1,850 |
$243k |
|
ALTRIA GROUP INC (02209S103)
|
5,023 |
$238k |
|
ARBOR RLTY TR INC (038923108)
|
19,625 |
$238k |
|
BLACKROCK TCP CAP CORP (09259E108)
|
16,452 |
$234k |
|
UBS AG JERSEY BRH (902641588)
|
11,727 |
$234k |
|
HANESBRANDS INC (410345102)
|
13,500 |
$232k |
|
COHEN & STEERS INFRA (19248A109)
|
8,927 |
$232k |
|
NEW YORK CMNTY BANCORP INC (649445103)
|
22,813 |
$228k |
|
TCG BDC INC (872280102)
|
14,800 |
$226k |
|
Deere & Co (244199105)
|
1,360 |
$225k |
|
SARATOGA INVT CORP (80349A208)
|
9,130 |
$225k |
|
METLIFE INC (59156R108)
|
4,493 |
$223k |
|
VERIZON COMMUNICATIONS (92343V104)
|
3,894 |
$222k |
|
OASIS MIDSTREAM PARTNERS LP (67420T206)
|
10,150 |
$218k |
|
CBRE CLARION GBL (12504G100)
|
29,000 |
$217k |
|
TWO HBRS INVT CORP (90187B408)
|
17,100 |
$217k |
|
INTEL CORP (458140100)
|
4,483 |
$215k |
|
INVESCO DYNAMIC CR OPP FD (46132R104)
|
19,245 |
$215k |
|
US BANCORP DEL (902973304)
|
4,000 |
$210k |
|
Caterpillar Inc (149123101)
|
1,540 |
$210k |
|
HANCOCK JOHN FINL OPPTYS FD (409735206)
|
6,375 |
$205k |
|
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP (78467Y107)
|
575 |
$204k |
|
COMCAST CORP (20030N101)
|
4,835 |
$204k |
|
TWO HARBORS INVESTMENT CORP (90187BAA9)
|
200,000 |
$201k |
|
Marathon Petroleum Corp (56585A102)
|
3,589 |
$201k |
|
SANCHEZ MIDSTREAM PARTNERS L (79971C201)
|
79,187 |
$178k |
|
PGIM SHORT DURA HYLD (69346H100)
|
12,102 |
$177k |
|
COMMSCOPE HLDG CO INC (20337X109)
|
10,445 |
$164k |
|
Barrick Gold Corp (067901108)
|
10,300 |
$162k |
|
TEMPLETON GLOBAL INCOME FD (880198106)
|
22,500 |
$143k |
|
EATON VANCE LTD DUR (27828H105)
|
11,200 |
$142k |
|
GENERAL ELECTRIC CO (369604103)
|
12,123 |
$127k |
|
FORD MOTOR CO (345370860)
|
12,125 |
$124k |
|
TEMPLETON EMERG MKTS INCOME (880192109)
|
11,000 |
$112k |
|
Starwood Property Trust (85571BAH8)
|
100,000 |
$101k |
|
CALUMET SPECIALTY PRODS PTNR (131476103)
|
20,215 |
$85k |
|
COMSTOCK RES INC (205768302)
|
15,000 |
$84k |
|
AMERICA FIRST MULTI (02364V107)
|
11,540 |
$82k |
|
LAZYDAYS HLDGS INC COM (52110H100)
|
14,000 |
$70k |
|
SOTHERLY HOTELS INC (83600C103)
|
10,000 |
$70k |
|
WASHINGTON PRIME GROUP NEW (93964W108)
|
18,000 |
$69k |
|
SIRIUS XM HLDG (82968B103)
|
11,700 |
$65k |
|
DIANA SHIPPING INC (Y2066G104)
|
15,000 |
$50k |
|
ATLANTIC PWR CORP (04878Q863)
|
19,533 |
$47k |
|
TEEKAY CORPORATION (Y8564W103)
|
13,000 |
$45k |
|
T2 BIOSYSTEMS INC (89853L104)
|
25,000 |
$42k |
|
SECOND SIGHT MED PRODS INC (81362J100)
|
51,961 |
$42k |
|
TUESDAY MORNING CORP (899035505)
|
21,750 |
$37k |
|
PORTMAN RIDGE FIN CORP (73688F102)
|
10,000 |
$23k |
|
SECOND SIGHT MED PRODS INC (81362J118)
|
21,961 |
$5k |
|
SUNCOKE ENERGY PARTNERS L P (86722Y101)
|
73,992 |
$0k |
|
Many people have been burned by frauds and Ponzi schemes. So we created this website to help you, the potential investor, get the facts, find the best, and avoid fraud and Ponzi schemes.
All information provided on this website is provided without warranty and for informational purposes only.
InvestingReview.org does not provide investment advice. InvestingReview.org is not an investment adviser and is not endorsed by or affiliated with any U.S. or non-U.S. regulatory agency.
Recently Searched Firms
Please note: Search data is accumulated by 3rd party and refreshed once per day.