Wintrust Investments LLC

Wintrust Investments LLC, legally known as WINTRUST INVESTMENTS, LLC, is a Limited Liability Company based in Delaware with 226 employees, among them 140 work in advisory roles, and the number of clients served is undisclosed. Approved by the U.S. Securities and Exchange Commission, it has been registered since May 20, 2005.

• BERT JR GETZ

  DIRECTOR owns less than 5%

• CELENA ROLDAN

  DIRECTOR owns less than 5%

• ELLIOTT JOSEPH SILVER

  CHIEF COMPLIANCE OFFICER owns less than 5%

• JAMES EDWARD CORBETT

  CHIEF OPERATIONS OFFICER owns less than 5%

• JAMES JR SOMMERFIELD

  SR. COMPLIANCE OFFICER, INSURANCE PRINCIPAL owns less than 5%

• MARLA FRIEDMAN GLABE

  DIRECTOR owns less than 5%

• MICHAEL J SMYTH

  CHIEF FINANCIAL OFFICER owns less than 5%

• MICHAEL PAUL KAMRADT

  DIRECTOR owns less than 5%

• PAUL CLAYTON CARLISLE

  DIRECTOR owns less than 5%

• SCOTT KEITH HEITMANN

  DIRECTOR owns less than 5%

• SUZET MEYLIEU MCKINNEY

  DIRECTOR owns less than 5%

• TERRANCE GREGORY HUGHES

  DIRECTOR OF SALES owns less than 5%

• THOMAS JOSEPH KIERNAN

  MUNICIPAL PRINCIPAL owns less than 5%

• THOMAS PATRICK ZIDAR

  CHAIRMAN & CEO owns less than 5%

• WINTRUST BANK

  SOLE DIRECT OWNER owns 75% or more

• WINTRUST FINANCIAL CORPORATION

  SOLE OWNER owns 75% or more

• Rreef America LLC
• Pfingsten Partners LLC
• DSC Advisors LP
• Madison Dearborn Partners LLC
• Envestnet Asset Management Inc
• Hemsley Advisors Ltd
• Vivaldi Capital Management LLC
• Victory Park Capital Advisors LLC
• True Partner Capital USA Holding Inc
• Greensview Wealth Management LLC

• Wintrust Financial (WTFC) Agrees to Acquire STC Bancshares
• Wintrust Financial (WTFC) Reports Next Week: Wall Street Expects Earnings Growth
• Wintrust Financial Corporation Reports Second Quarter 2019 Net Income of $81.5 million and Year-to-Date Net Income of $170.6 million