Woodbury Financial Services Inc

Woodbury Financial Services, Inc., a Minnesota Corporation, has been approved by the U.S. Securities and Exchange Commission since 1997. The firm is composed of 1925 employees, almost half of which serve in advisory roles and cater to nearly 9000 clients.

• ADVISOR GROUP, INC.

  SHAREHOLDER owns 75% or more

• AMY MARIE HARBORT

  VICE PRESIDENT, CHIEF COMPLIANCE OFFICER owns less than 5%

• CYNTHIA ANN HAMEL

  CHIEF OPERATIONS OFFICER, EVP owns less than 5%

• DAVID MARTIN SCHMIDT

  PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, TREASURER AND FNOP owns less than 5%

• JAMES DALE PRICE

  CHAIRMAN, DIRECTOR owns less than 5%

• MATTHEW ADAM SCHLUETER

  DIRECTOR, EVP owns less than 5%

• NINA SCHLOESSER MCKENNA

  EXECUTIVE VICE PRESIDENT, SECRETARY owns less than 5%

• RICHARD DAVID FERGESEN

  DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT owns less than 5%

• ROBERT JOHN GULDNER

  CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY owns less than 5%

• THOMAS BLAKE SIDLO

  MUNICIPAL PRINCIPAL owns less than 5%

• ADVISOR GROUP HOLDINGS, INC.

  SHAREHOLDER owns 75% or more

• LIGHTYEAR FUND III, L.P.

  SHAREHOLDER owns more than 50% but less than 75%

• AG ARTEMIS HOLDERS, L.P.

  SHAREHOLDER owns 75% or more

• AG INTERMEDIATE CORPORATION

  SHAREHOLDER owns 75% or more

• AG PARENT CORPORATION

  SHAREHOLDER owns 75% or more

• RCP ARTEMIS CO-INVEST, L.P.

  SHAREHOLDER owns 75% or more

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